SFC Licences of LAI Shu Fun, Francis Alvin 黎樹勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Opus Securities Limited 創富證券有限公司 | RO | 1 | 23 November 2022 | |
| Opus Capital Limited 創富融資有限公司 | RO | 1 | 18 August 2014 | 10 December 2022 |
| Opus Capital Limited 創富融資有限公司 | RO | 6 | 18 August 2014 | |
| Tenacity Partners Limited 天誠金融集團有限公司 | RO | 6 | 13 August 2010 | 26 April 2013 |
| Tenacity Partners Limited 天誠金融集團有限公司 | RO | 1 | 13 August 2010 | 26 April 2013 |
| Cushman & Wakefield Capital Asia (HK) Limited | RO | 6 | 05 March 2008 | 31 January 2010 |
| Cushman & Wakefield Capital Asia (HK) Limited | RO | 1 | 05 March 2008 | 31 January 2010 |
| Platinum Securities Company Limited 百德能證券有限公司 | RO | 1 | 17 August 2005 | 15 September 2006 |
| Platinum Securities Company Limited 百德能證券有限公司 | RO | 6 | 18 May 2005 | 15 September 2006 |
| Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 01 April 2003 | 18 May 2005 |
| Platinum Securities Company Limited 百德能證券有限公司 | RE | 4 | 01 April 2003 | 21 December 2004 |
| Platinum Securities Company Limited 百德能證券有限公司 | RE | 9 | 01 April 2003 | 21 December 2004 |