SFC Licences of CHAN Ka Yee 陳家怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Industrial Securities International Capital Limited 興證國際融資有限公司	RO	6	20 March 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司	RO	1	20 March 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	6	10 March 2023	20 March 2023
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	1	10 March 2023	20 March 2023
Optima Capital Limited 創越融資有限公司	RO	6	04 April 2022	01 February 2023
Optima Capital Limited 創越融資有限公司	RO	4	04 April 2022	01 February 2023
Optima Capital Limited 創越融資有限公司	RO	1	04 April 2022	01 February 2023
Optima Capital Limited 創越融資有限公司	RE	6	18 March 2022	04 April 2022
Optima Capital Limited 創越融資有限公司	RE	4	18 March 2022	04 April 2022
Optima Capital Limited 創越融資有限公司	RE	1	18 March 2022	04 April 2022
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	6	22 December 2015	07 September 2021
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	4	22 December 2015	07 September 2021
CEB International Capital Corporation Limited 光銀國際資本有限公司	RO	1	22 December 2015	07 September 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RO	1	09 May 2014	30 June 2015
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RO	6	09 May 2014	30 June 2015
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	31 March 2014	09 May 2014
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司	RE	6	31 March 2014	09 May 2014
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	21 March 2012	18 October 2013
ICBC International Capital Limited 工銀國際融資有限公司	RO	6	21 March 2012	18 October 2013
ICBC International Capital Limited 工銀國際融資有限公司	RO	1	21 March 2012	18 October 2013
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	03 January 2012	21 March 2012
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	03 January 2012	21 March 2012
Shang International Finance Limited 尚融國際金融有限公司	RO	6	09 October 2007	19 December 2011
Shang International Finance Limited 尚融國際金融有限公司	RO	4	09 October 2007	19 December 2011
Shang International Finance Limited 尚融國際金融有限公司	RO	1	09 October 2007	19 December 2011
Shang International Finance Limited 尚融國際金融有限公司	RE	4	01 April 2003	09 October 2007
Shang International Finance Limited 尚融國際金融有限公司	RE	6	01 April 2003	09 October 2007
Shang International Finance Limited 尚融國際金融有限公司	RE	1	01 April 2003	09 October 2007
Shang International Finance Limited 尚融國際金融有限公司	RE	9	01 April 2003	17 September 2004