SFC Licences of NG Ka Po 吳家保

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Optima Capital Limited 創越融資有限公司 RO 6 15 October 2008
Optima Capital Limited 創越融資有限公司 RO 4 15 October 2008
Optima Capital Limited 創越融資有限公司 RO 1 15 October 2008
Optima Capital Limited 創越融資有限公司 RE 4 20 November 2007 15 October 2008
Optima Capital Limited 創越融資有限公司 RE 1 20 November 2007 15 October 2008
Optima Capital Limited 創越融資有限公司 RE 6 23 May 2007 15 October 2008
Shang International Finance Limited 尚融國際金融有限公司 RE 6 01 April 2003 19 May 2007
Shang International Finance Limited 尚融國際金融有限公司 RE 9 01 April 2003 19 May 2007
Shang International Finance Limited 尚融國際金融有限公司 RE 4 01 April 2003 19 May 2007
Shang International Finance Limited 尚融國際金融有限公司 RE 1 01 April 2003 19 May 2007