SFC Licences of NG Lai Kwan 吳麗群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Delta Asia Securities Limited 滙業證券有限公司 RE 1 04 April 2005 19 May 2015
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 01 April 2003 01 February 2005
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 01 April 2003 01 February 2005
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 6 01 April 2003 01 February 2005
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 7 01 April 2003 01 February 2005
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 9 01 April 2003 01 February 2005