SFC Licences of NG Lai Kwan 吳麗群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 04 April 2005 | 19 May 2015 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 01 April 2003 | 01 February 2005 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 01 April 2003 | 01 February 2005 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 6 | 01 April 2003 | 01 February 2005 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 7 | 01 April 2003 | 01 February 2005 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 01 April 2003 | 01 February 2005 |