SFC Licences of NG Chak Chung 吳澤松

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Redient Capital HK Limited RO 9 22 July 2021
Redient Capital HK Limited RO 4 22 July 2021
Redient Capital HK Limited RE 9 25 June 2021 22 July 2021
Redient Capital HK Limited RE 4 25 June 2021 22 July 2021
BoMan Richlink Capital Limited 嘉誠博滿資本有限公司 RO 9 05 August 2020 31 May 2021
BoMan Richlink Capital Limited 嘉誠博滿資本有限公司 RO 4 05 August 2020 31 May 2021
Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 RO 9 15 November 2018 01 December 2019
Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 RO 4 15 November 2018 01 December 2019
Central China International Capital Limited 中州國際融資有限公司 RE 1 08 March 2018 09 April 2018
Black Marble Securities Limited 貝格隆証券有限公司 RO 1 22 December 2016 26 February 2018
Black Marble Securities Limited 貝格隆証券有限公司 RE 1 25 October 2016 22 December 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 1 08 June 2016 29 July 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 6 07 October 2015 29 July 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 07 October 2015 08 June 2016
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 22 May 2015 12 September 2015
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 25 February 2013 19 November 2014
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 20 April 2012 19 November 2014
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 18 February 2008 30 June 2011
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 16 January 2008 30 June 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 16 August 2007 20 December 2007
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 27 July 2007 31 July 2007
Toyo Securities Asia Limited 東洋證券亞洲有限公司 RE 4 09 July 2004 14 May 2007
Toyo Securities Asia Limited 東洋證券亞洲有限公司 RE 1 09 July 2004 14 May 2007
ETRADE Securities Limited 億創證券有限公司 RE 4 20 February 2004 19 March 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 20 February 2004 19 March 2004
ETRADE Securities Limited 億創證券有限公司 RE 1 20 February 2004 19 March 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 20 February 2004 19 March 2004