SFC Licences of KWAN Kam Hung 關錦雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wintech Securities Limited 盈泰證券有限公司 RE 1 12 March 2008 30 November 2009
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 12 July 2004 01 February 2008
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 12 July 2004 01 February 2008
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 16 March 2004 24 June 2004
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 16 March 2004 24 June 2004
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 17 July 2003 10 September 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 17 July 2003 10 September 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 01 April 2003 17 July 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 01 April 2003 17 July 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 6 01 April 2003 17 July 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 7 01 April 2003 17 July 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 9 01 April 2003 17 July 2003
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 01 April 2003 17 July 2003
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 5 01 April 2003 17 July 2003
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 9 01 April 2003 17 July 2003