SFC Licences of NIU Wang-Gu 牛王谷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 07 September 2007 | 27 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 October 2004 | 27 July 2010 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 01 April 2003 | 07 September 2007 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 4 | 01 April 2003 | 07 September 2007 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 01 April 2003 | 07 May 2004 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 9 | 01 April 2003 | 05 November 2003 |