SFC Licences of PARK-SMITH Stephen Raymond
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RE | 9 | 25 November 2004 | 17 February 2005 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 9 | 12 August 2004 | 12 October 2004 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 4 | 01 April 2003 | 30 April 2004 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 6 | 01 April 2003 | 30 April 2004 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 9 | 01 April 2003 | 30 April 2004 |