SFC Licences of BARRETT Steven John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Myriad Asset Management Limited 萬方資產管理有限公司 | RE | 9 | 25 November 2011 | 28 April 2014 |
| Black's Link Capital Limited | RE | 9 | 29 January 2010 | 27 May 2011 |
| Polygon Investment Partners HK Limited | RE | 9 | 10 November 2006 | 01 June 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 02 February 2005 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 24 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 24 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 01 April 2003 | 24 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 24 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 01 April 2003 | 24 November 2004 |