SFC Licences of KIM Jong Woo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 1 | 01 April 2003 | 31 January 2005 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 6 | 01 April 2003 | 05 May 2003 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 4 | 01 April 2003 | 05 May 2003 |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 9 | 01 April 2003 | 05 May 2003 |