SFC Licenceholders of NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司
- compliance@nhis.com.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AHN Soo Yong 安秀鏞 | RE | 1 | 28 August 2019 | |
| AHN Soo Yong 安秀鏞 | RE | 4 | 28 August 2019 | |
| BAE Hyun Soo 裵現守 | RE | 1 | 07 October 2003 | 31 May 2007 |
| CHANG Hea Won | RE | 1 | 04 July 2005 | 04 March 2006 |
| CHANG Hou-jung 張厚榮 | RE | 4 | 18 August 2022 | |
| CHANG Hou-jung 張厚榮 | RE | 1 | 18 August 2022 | |
| CHANG Hou-jung 張厚榮 | RE | 2 | 18 August 2022 | |
| CHEON Byung Kyu 千炳圭 | RO | 3 | 17 September 2013 | 31 August 2015 |
| CHEON Byung Kyu 千炳圭 | RE | 1 | 19 August 2010 | 17 June 2011 |
| CHEON Byung Kyu 千炳圭 | RE | 4 | 19 August 2010 | 17 June 2011 |
| CHEON Byung Kyu 千炳圭 | RO | 1 | 17 June 2011 | 31 August 2015 |
| CHEON Byung Kyu 千炳圭 | RO | 4 | 17 June 2011 | 31 August 2015 |
| CHO John Won-Ki | RE | 1 | 04 July 2005 | 30 June 2006 |
| CHO Joong Ho 趙重浩 | RE | 1 | 12 November 2003 | 30 November 2005 |
| CHO Suyeon | RE | 4 | 27 December 2023 | |
| CHO Suyeon | RE | 1 | 27 December 2023 | |
| CHOE Kang Won | RO | 4 | 13 November 2023 | |
| CHOE Kang Won | RO | 2 | 13 November 2023 | |
| CHOE Kang Won | RO | 1 | 13 November 2023 | |
| CHOE Kang Won | RE | 2 | 12 May 2023 | 13 November 2023 |
| CHOE Kang Won | RE | 1 | 12 May 2023 | 13 November 2023 |
| CHOE Seungho 崔勝鎬 | RE | 1 | 04 February 2020 | 31 August 2022 |
| CHOE Seungho 崔勝鎬 | RE | 4 | 04 February 2020 | 31 August 2022 |
| CHOI Hyerim 崔惠林 | RE | 1 | 20 January 2015 | 31 December 2018 |
| CHOI Hyerim 崔惠林 | RE | 4 | 20 January 2015 | 31 December 2018 |
| FUNG Wilson Kee-hang 馮紀恆 | RE | 1 | 18 November 2011 | 16 November 2012 |
| GUAHK Jin Woo 郭珍雨 | RE | 1 | 05 March 2024 | |
| GUAHK Jin Woo 郭珍雨 | RE | 4 | 05 March 2024 | |
| GUAHK Jin Woo 郭珍雨 | RE | 2 | 05 March 2024 | |
| HA Jae Wook | RE | 9 | 01 April 2003 | 30 September 2003 |
| HA Jae Wook | RE | 6 | 01 April 2003 | 30 September 2003 |
| HA Jae Wook | RE | 4 | 01 April 2003 | 30 September 2003 |
| HA Jae Wook | RE | 1 | 01 April 2003 | 30 September 2003 |
| HWANG Sung Taek | RE | 4 | 05 August 2014 | 26 May 2017 |
| HWANG Sung Taek | RE | 1 | 05 August 2014 | 26 May 2017 |
| JANG Euishik 張宜植 | RE | 4 | 05 May 2016 | 07 June 2018 |
| JANG Euishik 張宜植 | RE | 1 | 05 May 2016 | 07 June 2018 |
| JUN Hae Young | RE | 4 | 27 June 2017 | 16 January 2018 |
| JUN Hae Young | RE | 1 | 27 June 2017 | 16 January 2018 |
| JUNG Jee Hyun 鄭址賢 | RO | 3 | 31 December 2013 | 16 February 2015 |
| JUNG Jee Hyun 鄭址賢 | RE | 4 | 15 August 2012 | 16 February 2015 |
| JUNG Jee Hyun 鄭址賢 | RE | 1 | 15 August 2012 | 16 February 2015 |
| JUNG Seung Kyo 鄭承教 | RE | 4 | 10 March 2014 | 10 July 2014 |
| JUNG Seung Kyo 鄭承教 | RE | 1 | 10 March 2014 | 10 July 2014 |
| JUNG Yoan 鄭曜安 | RO | 2 | 14 May 2021 | 01 August 2021 |
| JUNG Yoan 鄭曜安 | RO | 3 | 02 July 2015 | 25 November 2020 |
| JUNG Yoan 鄭曜安 | RO | 1 | 16 October 2013 | 01 August 2021 |
| JUNG Yoan 鄭曜安 | RO | 4 | 16 October 2013 | 01 August 2021 |
| KANG In Muk 姜仁默 | RE | 1 | 10 August 2010 | 06 August 2011 |
| KANG In Muk 姜仁默 | RE | 4 | 10 August 2010 | 06 August 2011 |
| KANG In Muk 姜仁默 | RE | 1 | 11 May 2006 | 31 May 2007 |
| KI Dong Hwan 奇洞煥 | RO | 1 | 18 October 2011 | 10 February 2012 |
| KI Dong Hwan 奇洞煥 | RO | 4 | 18 October 2011 | 10 February 2012 |
| KIM Hyun Ho 金賢鎬 | RE | 1 | 01 April 2003 | 29 March 2005 |
| KIM Hyun Ho 金賢鎬 | RE | 4 | 01 April 2003 | 13 January 2004 |
| KIM Hyun Ho 金賢鎬 | RE | 6 | 01 April 2003 | 13 January 2004 |
| KIM Hyun Ho 金賢鎬 | RE | 9 | 01 April 2003 | 13 January 2004 |
| KIM Jaepil | RE | 1 | 21 September 2007 | 01 May 2008 |
| KIM Jaepil | RE | 4 | 21 September 2007 | 01 May 2008 |
| KIM Jason H 金宗會 | RO | 4 | 16 October 2015 | |
| KIM Jason H 金宗會 | RO | 1 | 16 October 2015 | |
| KIM Jason H 金宗會 | RE | 1 | 15 October 2012 | 16 October 2015 |
| KIM Jason H 金宗會 | RE | 4 | 15 October 2012 | 16 October 2015 |
| KIM Jason Yong | RE | 4 | 30 August 2017 | 31 August 2018 |
| KIM Jason Yong | RE | 1 | 30 August 2017 | 31 August 2018 |
| KIM Jong Woo | RE | 1 | 01 April 2003 | 31 January 2005 |
| KIM Jong Woo | RE | 6 | 01 April 2003 | 05 May 2003 |
| KIM Jong Woo | RE | 4 | 01 April 2003 | 05 May 2003 |
| KIM Jong Woo | RE | 9 | 01 April 2003 | 05 May 2003 |
| KIM Ju Young 金周永 | RE | 4 | 01 November 2010 | 31 August 2011 |
| KIM Ju Young 金周永 | RE | 1 | 01 November 2010 | 31 August 2011 |
| KIM Jun Hwan 金埈煥 | RE | 4 | 07 August 2006 | 31 August 2010 |
| KIM Jun Hwan 金埈煥 | RE | 1 | 07 August 2006 | 31 August 2010 |
| KIM Yoon Seung | RE | 4 | 22 July 2016 | 30 June 2023 |
| KIM Yoon Seung | RE | 1 | 22 July 2016 | 30 June 2023 |
| KIM Young Hoon | RO | 4 | 04 January 2018 | 31 March 2020 |
| KIM Young Hoon | RE | 1 | 20 January 2015 | 31 March 2020 |
| KIM Young Hoon | RE | 4 | 20 January 2015 | 04 January 2018 |
| KIM Young Kun 金永根 | RO | 4 | 16 October 2006 | 07 July 2011 |
| KIM Young Kun 金永根 | RO | 1 | 16 October 2006 | 07 July 2011 |
| KIM Young Min 金泳民 | RE | 1 | 04 February 2020 | |
| KIM Young Min 金泳民 | RE | 4 | 04 February 2020 | |
| KONG Pil Sung Philip | RE | 2 | 14 August 2023 | |
| KONG Pil Sung Philip | RE | 4 | 16 September 2020 | |
| KONG Pil Sung Philip | RE | 1 | 16 September 2020 | |
| LAM Tsz Yin, Rogors 林子然 | RE | 4 | 14 September 2006 | 18 May 2018 |
| LAM Tsz Yin, Rogors 林子然 | RE | 1 | 14 September 2006 | 18 May 2018 |
| LEE Ji Woo 李知祐 | RE | 1 | 14 August 2020 | |
| LEE Ji Woo 李知祐 | RE | 4 | 14 August 2020 | |
| LEE Jung Ho | RO | 3 | 11 February 2015 | 31 August 2017 |
| LEE Jung Ho | RE | 4 | 12 August 2013 | 31 August 2017 |
| LEE Jung Ho | RE | 1 | 12 August 2013 | 31 August 2017 |
| LEE Jung Soo 李定洙 | RO | 1 | 07 August 2019 | |
| LEE Jung Soo 李定洙 | RO | 4 | 07 August 2019 | |
| LEE Jung Soo 李定洙 | RO | 2 | 14 May 2021 | |
| LEE Jung Soo 李定洙 | RE | 4 | 26 September 2011 | 07 August 2019 |
| LEE Jung Soo 李定洙 | RE | 1 | 26 September 2011 | 07 August 2019 |
| LEE Kyungjoon 李炅俊 | RE | 4 | 19 June 2019 | 23 March 2020 |
| LEE Kyungjoon 李炅俊 | RE | 1 | 19 June 2019 | 23 March 2020 |
| LEE Seung Kyoon | RO | 1 | 01 April 2003 | 30 July 2003 |
| LEE Seung Kyoon | RO | 4 | 01 April 2003 | 21 May 2003 |
| LEE Sooho 李守鎬 | RE | 1 | 05 October 2018 | 21 April 2022 |
| LEE Sooho 李守鎬 | RE | 4 | 05 October 2018 | 21 April 2022 |
| LEE Wangsung 李旺尚 | RE | 1 | 10 March 2014 | 10 March 2017 |
| LEE Wangsung 李旺尚 | RE | 4 | 10 March 2014 | 10 March 2017 |
| LEE Yun Ki 李侖起 | RO | 4 | 02 October 2013 | 10 July 2014 |
| LEE Yun Ki 李侖起 | RO | 1 | 02 October 2013 | 10 July 2014 |
| LEE Yunjeong 李玧定 | RE | 4 | 24 December 2007 | 09 October 2009 |
| LEE Yunjeong 李玧定 | RE | 1 | 24 December 2007 | 09 October 2009 |
| LIANG Xiujing 梁秀景 | RE | 4 | 03 July 2019 | |
| LIANG Xiujing 梁秀景 | RE | 1 | 03 July 2019 | |
| MACALPIN Kenneth Allan Connolly | RE | 1 | 14 August 2003 | 01 November 2004 |
| MOK Suk Kyoon 睦錫均 | RO | 4 | 23 June 2003 | 18 October 2006 |
| MOK Suk Kyoon 睦錫均 | RO | 1 | 23 June 2003 | 18 October 2006 |
| MU Kuei-fang 慕桂芳 | RE | 4 | 14 January 2009 | 22 April 2011 |
| NAM Kwang Woo | RO | 4 | 01 November 2023 | |
| NAM Kwang Woo | RO | 2 | 01 November 2023 | |
| NAM Kwang Woo | RO | 1 | 01 November 2023 | |
| NAM Kwang Woo | RE | 2 | 12 July 2023 | 01 November 2023 |
| NAM Kwang Woo | RE | 1 | 12 July 2023 | 01 November 2023 |
| OH Sunghoon 吳昇勳 | RE | 4 | 26 September 2011 | |
| OH Sunghoon 吳昇勳 | RE | 1 | 26 September 2011 | |
| PAIK Seung Hwan 白昇桓 | RE | 1 | 07 October 2020 | 31 December 2022 |
| PAIK Seung Hwan 白昇桓 | RO | 2 | 14 May 2021 | 31 December 2022 |
| PARK Ji Yeop 朴志燁 | RO | 1 | 17 December 2020 | |
| PARK Ji Yeop 朴志燁 | RO | 4 | 17 December 2020 | |
| PARK Ji Yeop 朴志燁 | RO | 2 | 14 May 2021 | |
| PARK Seung Wook 朴丞郁 | RE | 4 | 06 April 2011 | 31 December 2012 |
| PARK Seung Wook 朴丞郁 | RE | 1 | 06 April 2011 | 31 December 2012 |
| PARK Soo Jin | RE | 1 | 15 March 2010 | 31 December 2013 |
| PARK Young Joo 朴映柱 | RE | 4 | 14 January 2009 | 30 June 2013 |
| RHEE Dongu | RE | 1 | 03 February 2020 | |
| RHEE Dongu | RE | 4 | 03 February 2020 | |
| RHEE Jason | RE | 1 | 18 September 2023 | |
| RHEE Jason | RE | 4 | 18 September 2023 | |
| SHIM Young Yook | RO | 4 | 15 April 2004 | 30 November 2007 |
| SHIM Young Yook | RO | 1 | 24 June 2003 | 30 November 2007 |
| SHIN Gyu Ri 申圭利 | RE | 1 | 16 April 2012 | |
| SHIN Gyu Ri 申圭利 | RE | 4 | 16 April 2012 | |
| SONG Jinkoo | RE | 1 | 04 July 2005 | 04 March 2006 |
| TAY Boon Kiang 鄭文強 | RO | 3 | 17 September 2013 | 31 October 2013 |
| UM Jun Ho | RO | 2 | 08 February 2022 | |
| UM Jun Ho | RE | 1 | 24 June 2021 | 09 July 2021 |
| UM Jun Ho | RE | 4 | 24 June 2021 | 09 July 2021 |
| UM Jun Ho | RO | 1 | 09 July 2021 | |
| UM Jun Ho | RO | 4 | 09 July 2021 | |
| WEE Derrick Sih-Loong 黃錫隆 | RE | 4 | 26 August 2019 | |
| WEE Derrick Sih-Loong 黃錫隆 | RE | 1 | 26 August 2019 | |
| WEPENER Raymond Henry | RO | 4 | 23 July 2015 | 08 October 2015 |
| WEPENER Raymond Henry | RO | 1 | 23 July 2015 | 08 October 2015 |
| WEPENER Raymond Henry | RE | 4 | 31 May 2012 | 23 July 2015 |
| WEPENER Raymond Henry | RE | 1 | 31 May 2012 | 23 July 2015 |
| XIE Meiqi 謝美琪 | RE | 1 | 20 September 2022 | |
| XIE Meiqi 謝美琪 | RE | 4 | 20 September 2022 | |
| YOON Sunjin 尹善鎮 | RE | 4 | 09 September 2011 | 30 June 2013 |
| YOON Tae Hee 尹兌熙 | RO | 4 | 08 November 2007 | 31 October 2013 |
| YOON Tae Hee 尹兌熙 | RO | 1 | 08 November 2007 | 31 October 2013 |
| ZHU Xiaolin 朱曉琳 | RE | 4 | 19 September 2017 | |
| ZHU Xiaolin 朱曉琳 | RE | 1 | 19 September 2017 |