SFC Licences of CHAN Pui Ching 陳佩貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 9 | 28 July 2015 | 21 October 2016 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 4 | 28 July 2015 | 21 October 2016 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 1 | 28 July 2015 | 21 October 2016 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 01 November 2010 | 11 November 2011 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 03 November 2006 | 18 October 2008 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 11 May 2006 | 18 October 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 25 January 2005 | 10 April 2006 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 06 June 2003 | 26 November 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 06 June 2003 | 16 November 2004 |