SFC Licences of LEE Wai Fan 李慧芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 October 2011 | 07 September 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 20 September 2010 | 07 September 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 30 July 2007 | 20 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 April 2004 | 07 September 2013 |