SFC Licences of LAW Bik Kwan 羅碧君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RO | 1 | 28 March 2012 | 02 November 2013 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 27 May 2008 | 01 April 2011 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 16 April 2008 | 01 April 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 05 August 2003 | 01 April 2011 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 April 2003 | 17 May 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 6 | 01 April 2003 | 17 May 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 9 | 01 April 2003 | 17 May 2003 |