SFC Licences of POON Kwok Tung, Alex 潘國東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kudos Summit Asset Management Limited 森翹資產管理有限公司 RO 9 10 July 2023
Kudos Summit Asset Management Limited 森翹資產管理有限公司 RO 4 10 July 2023
Kingstone International Advisors Limited 景淳國際顧問有限公司 RO 9 21 August 2015 30 September 2021
Kingstone International Advisors Limited 景淳國際顧問有限公司 RO 4 21 August 2015 30 September 2021
Kingstone International Advisors Limited 景淳國際顧問有限公司 RO 1 21 August 2015 30 September 2021
First Fidelity Capital (International) Limited RO 1 31 October 2013 31 May 2015
STI Asset Management Limited RO 9 03 September 2013 31 May 2015
STI Asset Management Limited RO 4 03 September 2013 31 May 2015
First Fidelity Capital (International) Limited RO 4 02 June 2008 31 May 2015
First Fidelity Capital (International) Limited RO 9 19 April 2006 31 May 2015
First Fidelity Capital (International) Limited RO 4 19 April 2006 15 January 2007
MBA Berkeley Burke Portfolio Services Limited RE 4 01 April 2003 31 December 2005
MBA Berkeley Burke Portfolio Services Limited RE 9 01 April 2003 31 December 2005