SFC Licences of SU Alyce 粟耀瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cheung On Securities Limited 長安證券有限公司 RE 1 13 November 2020 18 November 2021
Cheung On Securities Limited 長安證券有限公司 RE 4 13 November 2020
An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 RE 4 09 March 2012 31 July 2020
An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 RE 1 09 March 2012 31 July 2020
An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 RE 9 09 March 2012 07 May 2012
China Eagle Asset Management Limited 華鷹資產管理有限公司 RE 9 13 December 2010 24 February 2012
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 1 11 May 2004 28 February 2006
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 9 02 May 2003 11 May 2004
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 6 02 May 2003 11 May 2004
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 4 02 May 2003 11 May 2004
FDB Financial Group Limited 灃展金融集團有限公司 RE 9 01 April 2003 28 April 2003
FDB Financial Group Limited 灃展金融集團有限公司 RE 4 01 April 2003 28 April 2003
FDB Financial Group Limited 灃展金融集團有限公司 RE 6 01 April 2003 28 April 2003