SFC Licences of WERKUN Erica Poon 潘嘉怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 5 | 19 April 2022 | 17 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 5 | 20 May 2020 | 19 April 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 13 December 2019 | 17 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 October 2019 | 13 December 2019 |
| UBS Securities Asia Limited | RE | 4 | 12 August 2004 | 29 June 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 July 2004 | 06 August 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 July 2004 | 06 August 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 14 July 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 14 July 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 27 February 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 27 February 2004 |