SFC Licences of WONG Man Kuen, Gary 黃文權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 28 August 2007 | |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 04 August 2005 | 21 April 2007 |
HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 14 November 2005 |
HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 05 December 2003 |
HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 05 December 2003 |
HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 05 December 2003 |