SFC Licences of LEE Lai Fong, Christine 李麗芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 | RE | 1 | 19 September 2007 | 15 January 2011 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 19 September 2007 | 15 January 2011 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 18 April 2005 | 28 July 2005 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 4 | 01 April 2003 | 31 March 2005 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 9 | 01 April 2003 | 21 March 2005 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 6 | 01 April 2003 | 21 March 2005 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 1 | 01 April 2003 | 21 March 2005 |