SFC Licences of CHUI Tat Fai 徐達輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LUPU (Hong Kong) Limited 陸浦(香港)有限公司 RO 9 02 September 2021
LUPU (Hong Kong) Limited 陸浦(香港)有限公司 RO 4 02 September 2021
LUPU (Hong Kong) Limited 陸浦(香港)有限公司 RO 1 02 September 2021
LUPU (Hong Kong) Limited 陸浦(香港)有限公司 RE 9 16 August 2021 02 September 2021
LUPU (Hong Kong) Limited 陸浦(香港)有限公司 RE 4 16 August 2021 02 September 2021
LUPU (Hong Kong) Limited 陸浦(香港)有限公司 RE 1 16 August 2021 02 September 2021
Changchun Securities Limited 長春證券有限公司 RO 9 11 June 2018 15 August 2021
Changchun Securities Limited 長春證券有限公司 RO 4 11 June 2018 15 August 2021
Changchun Securities Limited 長春證券有限公司 RO 1 11 June 2018 15 August 2021
Amber Hill Asset Management Limited 安山資產管理有限公司 RO 9 20 March 2017 30 November 2017
Amber Hill Asset Management Limited 安山資產管理有限公司 RO 4 20 March 2017 30 November 2017
AIF Securities Limited 亞投證券有限公司 RO 1 20 March 2017 30 November 2017
Amber Hill Asset Management Limited 安山資產管理有限公司 RE 9 18 January 2017 20 March 2017
Amber Hill Asset Management Limited 安山資產管理有限公司 RE 4 18 January 2017 20 March 2017
AIF Securities Limited 亞投證券有限公司 RE 1 18 January 2017 20 March 2017
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 9 25 July 2016 07 January 2017
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 1 25 July 2016 07 January 2017
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 14 January 2010 16 December 2010
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 14 January 2010 16 December 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 14 January 2009 01 January 2010
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 04 September 2004 01 January 2010
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 01 January 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 01 January 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 20 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 20 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 20 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003