SFC Licences of HO King Shiu, Nelson 何景兆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 22 September 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 17 November 2011
Cinda International Securities Limited 信達國際證券有限公司 RE 1 28 July 2003 29 June 2004
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 28 July 2003 29 June 2004
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 01 April 2003 29 June 2004