SFC Licences of HO King Shiu, Nelson 何景兆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 September 2020 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 November 2011 | |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 28 July 2003 | 29 June 2004 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 28 July 2003 | 29 June 2004 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 01 April 2003 | 29 June 2004 |