SFC Licences of PANDIT Ashok
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 6 | 02 March 2012 | 19 November 2014 |
| Deutsche Bank Aktiengesellschaft | 6 | 06 October 2010 | ||
| Deutsche Bank Aktiengesellschaft | 1 | 06 October 2010 | ||
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 01 April 2003 | 10 May 2005 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 01 April 2003 | 10 May 2005 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 9 | 01 April 2003 | 30 December 2004 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 4 | 01 April 2003 | 30 December 2004 |