SFC Licences of WANG Li-wen 汪立文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 RO 6 09 May 2023
CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 RE 6 10 March 2023 09 May 2023
FDB Financial Group Limited 灃展金融集團有限公司 RO 6 08 February 2017 28 February 2023
FDB Financial Group Limited 灃展金融集團有限公司 RO 6 26 April 2016 26 October 2016
FDB Financial Group Limited 灃展金融集團有限公司 RE 9 26 August 2011 28 February 2023
FDB Financial Group Limited 灃展金融集團有限公司 RE 4 26 August 2011 28 February 2023
FDB Financial Group Limited 灃展金融集團有限公司 RE 6 26 August 2011 26 April 2016
CSC Asia Limited 群益亞洲有限公司 RE 6 17 September 2010 01 January 2011
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 17 September 2010 01 January 2011
FDB Financial Group Limited 灃展金融集團有限公司 RE 6 18 February 2009 01 July 2010
FDB Financial Group Limited 灃展金融集團有限公司 RE 4 18 February 2009 01 July 2010
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 14 July 2003 16 December 2008
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 4 14 July 2003 16 December 2008
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 14 July 2003 16 December 2008
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 9 14 July 2003 05 November 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 4 01 April 2003 14 July 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 6 01 April 2003 14 July 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 9 01 April 2003 14 July 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 1 01 April 2003 14 July 2003