SFC Licences of TAM Kin Fong 譚建方

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dakin Capital Limited 德健融資有限公司 RO 6 21 January 2016
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RO 6 18 October 2012 15 January 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 13 September 2010 10 October 2012
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 27 July 2009 13 September 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 06 March 2008 04 July 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 21 February 2008 04 July 2009
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 17 February 2006 11 February 2008
Kingsway Capital Limited 滙富融資有限公司 RE 6 17 February 2006 11 February 2008
South China Capital Limited 南華融資有限公司 RE 6 01 April 2003 13 February 2006
South China Capital Limited 南華融資有限公司 RE 4 01 April 2003 12 January 2004
South China Capital Limited 南華融資有限公司 RE 9 01 April 2003 12 January 2004