SFC Licences of TAM Kin Fong 譚建方
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dakin Capital Limited 德健融資有限公司 | RO | 6 | 21 January 2016 | |
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RO | 6 | 18 October 2012 | 15 January 2016 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 13 September 2010 | 10 October 2012 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 27 July 2009 | 13 September 2010 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 06 March 2008 | 04 July 2009 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 21 February 2008 | 04 July 2009 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 6 | 17 February 2006 | 11 February 2008 |
Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 17 February 2006 | 11 February 2008 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 01 April 2003 | 13 February 2006 |
South China Capital Limited 南華融資有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
South China Capital Limited 南華融資有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |