SFC Licences of WANG Jinjin 王進璡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 6 01 August 2018 24 May 2021
UBS Securities Asia Limited RE 4 04 July 2005 26 June 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 28 April 2004 13 June 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 28 April 2004 13 June 2005
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 4 01 April 2003 02 March 2004
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 6 01 April 2003 02 March 2004
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 RE 9 01 April 2003 01 March 2004