SFC Licences of WANG Jinjin 王進璡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 01 August 2018 | 24 May 2021 |
UBS Securities Asia Limited | RE | 4 | 04 July 2005 | 26 June 2018 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 28 April 2004 | 13 June 2005 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 28 April 2004 | 13 June 2005 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 01 April 2003 | 02 March 2004 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 4 | 01 April 2003 | 02 March 2004 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 9 | 01 April 2003 | 01 March 2004 |