SFC Licences of LAM Fat, Charles 林發

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wealth Link Securities Limited 富滙證券有限公司 RO 4 06 April 2017 30 June 2021
Wealth Link Securities Limited 富滙證券有限公司 RO 1 09 January 2017 30 June 2021
Wealth Link Securities Limited 富滙證券有限公司 RE 1 20 December 2016 09 January 2017
Mango Financial Limited 芒果金融有限公司 RE 6 19 April 2016 01 November 2016
Mango Financial Limited 芒果金融有限公司 RO 4 20 July 2015 01 November 2016
Mango Financial Limited 芒果金融有限公司 RE 9 20 July 2015 01 November 2016
Mango Financial Limited 芒果金融有限公司 RO 1 20 May 2015 01 November 2016
Mango Financial Limited 芒果金融有限公司 RE 1 04 May 2015 20 May 2015
China Finance Holdings Limited 中港金融證券有限公司 RO 1 30 October 2014 30 April 2015
Finet Securities Limited 財華證券有限公司 RO 2 30 October 2014 30 April 2015
Finet Securities Limited 財華證券有限公司 RO 1 30 October 2014 30 April 2015
Berich Brokerage Limited 百裕證券有限公司 RO 1 22 November 2010 20 October 2014
Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 RO 2 08 July 2010 20 October 2014
Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 RE 2 04 December 2008 08 July 2010
Berich Brokerage Limited 百裕證券有限公司 RE 1 29 August 2007 22 November 2010
East Asia Securities Company Limited 東亞證券有限公司 RE 1 01 April 2003 01 June 2003
East Asia Securities Company Limited 東亞證券有限公司 RE 4 01 April 2003 01 June 2003
East Asia Securities Company Limited 東亞證券有限公司 RE 6 01 April 2003 01 June 2003
East Asia Securities Company Limited 東亞證券有限公司 RE 7 01 April 2003 01 June 2003
East Asia Securities Company Limited 東亞證券有限公司 RE 9 01 April 2003 01 June 2003