SFC Licences of LAU Hon 劉侃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 27 September 2005 | 04 October 2005 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 6 | 03 May 2004 | 23 September 2005 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 03 May 2004 | 23 September 2005 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 01 April 2003 | 19 April 2004 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 December 2003 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 December 2003 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 December 2003 |