SFC Licences of LAU Wan Po 劉雲浦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Glory Sun Securities Limited 寶新證券有限公司 RO 6 20 May 2019 04 January 2024
Huabang Corporate Finance Limited 華邦融資有限公司 RO 6 21 June 2016 28 February 2019
Haitong International Capital Limited 海通國際資本有限公司 RO 6 27 April 2010 30 November 2015
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 RO 6 02 March 2010 30 November 2015
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 RE 6 28 January 2010 02 March 2010
CMB International Capital Holdings Corporation Limited RO 6 30 October 2008 20 January 2010
CMB International Capital Holdings Corporation Limited RE 6 16 September 2008 30 October 2008
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 RO 6 16 October 2006 01 September 2008
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 RE 6 15 August 2006 16 October 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 6 13 April 2006 11 August 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 6 31 August 2005 13 April 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 6 19 May 2004 31 August 2005
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 6 01 April 2003 20 February 2004