SFC Licences of PHILLIPS Sam Johnathon

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RO 4 05 November 2018 01 February 2021
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RO 1 05 November 2018 01 February 2021
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RE 4 27 September 2018 05 November 2018
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RE 1 27 September 2018 05 November 2018
Ord Minnett Hong Kong Limited RE 4 03 July 2018 20 August 2018
Ord Minnett Hong Kong Limited RE 1 03 July 2018 20 August 2018
Ord Minnett Hong Kong Limited RO 4 13 April 2018 03 July 2018
Ord Minnett Hong Kong Limited RO 1 13 April 2018 03 July 2018
Ord Minnett Hong Kong Limited RE 4 03 July 2017 13 April 2018
Ord Minnett Hong Kong Limited RE 1 03 July 2017 13 April 2018
Anuenue Securities Limited 鉅亨證券有限公司 RO 1 23 October 2015 01 July 2016
Anuenue Securities Limited 鉅亨證券有限公司 RE 1 23 January 2013 23 October 2015
MF Global Hong Kong Limited 明富環球香港有限公司 RO 1 29 April 2010 14 September 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 2 10 March 2010 14 September 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 08 February 2010 29 April 2010
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 1 18 August 2004 08 January 2010
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 01 April 2003 18 August 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 9 01 April 2003 05 January 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 01 April 2003 05 January 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 01 April 2003 05 January 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 7 01 April 2003 05 January 2004