SFC Licences of GOODMAN Paul Jonathan 古德曼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 12 October 2007 | 23 April 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 12 October 2007 | 23 April 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 09 July 2007 | 23 April 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 09 July 2007 | 23 April 2011 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 08 August 2005 | 01 June 2007 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 08 August 2005 | 01 June 2007 |