SFC Licences of LO Kai Tung 盧啟東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司	RO	1	07 July 2022	04 June 2023
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司	RO	6	19 November 2021	04 June 2023
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司	RE	1	10 September 2021	07 July 2022
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司	RE	6	10 September 2021	19 November 2021
Pine Peak Corporate Finance Limited 高通融資有限公司	RO	1	18 March 2021	31 May 2021
Pine Peak Corporate Finance Limited 高通融資有限公司	RO	6	09 September 2020	31 May 2021
Pine Peak Corporate Finance Limited 高通融資有限公司	RE	1	24 August 2020	18 March 2021
Pine Peak Corporate Finance Limited 高通融資有限公司	RE	6	24 August 2020	09 September 2020
Fortune Financial Capital Limited 富強金融資本有限公司	RO	6	28 July 2017	21 July 2020
Fortune (HK) Securities Limited 富強證券有限公司	RE	1	28 June 2017	21 July 2020
Fortune Financial Capital Limited 富強金融資本有限公司	RE	6	28 June 2017	28 July 2017
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	6	10 June 2015	31 May 2017
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	1	10 June 2015	31 May 2017
Arta Corporate Advisory Limited 裕承企業顧問有限公司	RE	6	20 January 2014	29 May 2015
Haitong International Capital Limited 海通國際資本有限公司	RE	6	15 August 2011	21 December 2013
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	07 January 2010	22 July 2011