SFC Licenceholders of Guotai Junan Capital Limited 國泰君安融資有限公司

Email
compliance.central@gtjas.com.hk
Website
www.gtja.com.hk / www.gtjai.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
AU Chun Hong Jos 區俊康 RE 6 11 March 2015 01 July 2018
AU YEUNG Yuen Ting 歐陽婉婷 RE 6 01 March 2010 02 May 2022
BAO Xiaoqian 包曉倩 RE 6 20 September 2021 22 May 2022
BI Siming 畢思明 RE 6 13 September 2019 19 September 2021
CAI Yihan 蔡一涵 RE 6 21 December 2015 19 July 2016
CAO Tangning 曹唐宁 RE 6 03 November 2022 14 September 2023
CAO Weijian 曹偉健 RE 6 15 March 2022 08 March 2023
CHAN Cheuk Ying, Jeffrey 陳卓鷹 RE 6 12 September 2019 24 April 2020
CHAN Chi Yeung 陳智陽 RE 6 27 December 2013 29 October 2019
CHAN Frank Clifford Shui Ting Chu 陳瑞庭 RE 6 13 May 2015 21 November 2015
CHAN Gerard Ga-hou 陳嘉晧 RE 6 27 May 2016 12 June 2018
CHAN Kiu Yee, Eva 陳喬依 RE 6 10 August 2016 22 October 2017
CHAN Kwan Pak 陳君柏 RE 6 24 June 2020 30 November 2022
CHAN Laam Chi 陳嵐芝 RE 6 24 January 2014 18 March 2014
CHAN Lai Ngor 陳麗娥 RE 6 05 June 2008 05 August 2020
CHAN Man Sum, Ivan 陳文深 RO 6 08 July 2008 08 October 2012
CHAN Man Sum, Ivan 陳文深 RE 6 27 September 2006 08 July 2008
CHAN Man Sum, Ivan 陳文深 RE 6 01 April 2003 22 May 2004
CHAN Pak Hung 陳栢鴻 RE 6 17 August 2011 29 April 2013
CHANG Ho Wo 張灝和 RE 6 27 July 2021 17 January 2022
CHE Yishan 車旖珊 RE 6 21 November 2023
CHEN Caiqin 陳采芹 RE 6 02 January 2007 07 August 2007
CHEN Chao 陈超 RE 6 17 July 2023 20 March 2024
CHEN Jianzhao 陳健釗 RE 6 08 February 2022 01 October 2022
CHEN Longke 陈珑珂 RE 6 04 February 2019
CHEN Qi 陈琦 RE 6 20 September 2023
CHEN Si 陈思 RE 6 08 July 2022 05 March 2024
CHEN Si 陳斯 RE 6 07 January 2020 29 May 2022
CHEN Sze Hon, Johnson 陳斯漢 RO 6 17 August 2016 22 August 2016
CHEN Sze Hon, Johnson 陳斯漢 RE 6 06 May 2008 17 August 2016
CHEN Yi-yin 陳怡吟 RE 6 09 June 2022
CHEN Yilan 陳一覽 RE 6 24 June 2021 19 November 2023
CHEN Yishao 陈轶劭 RE 6 05 September 2023
CHEN Zhehui 陳哲暉 RE 6 31 May 2018
CHENG Chuhang 程楚航 RE 6 23 August 2021 05 December 2023
CHENG Chung Yan, Nicole 鄭仲殷 RE 6 18 July 2016 04 September 2022
CHENG Shuyuan 程书远 RE 6 13 July 2022 05 March 2024
CHEUNG Ho Kong 張浩剛 RO 6 01 August 2012 10 April 2013
CHEUNG Ho Kong 張浩剛 RE 6 04 June 2010 01 August 2012
CHEUNG Lap 張立 RE 6 12 July 2018 27 August 2021
CHEUNG Leung 張良 RE 6 12 November 2012 30 March 2018
CHOI Ko Wai 蔡高偉 RE 6 02 August 2018 20 December 2019
CHONG Tsz Yeung 莊子揚 RE 6 26 September 2011 06 May 2013
CHOW Hung Yan 周雄恩 RE 6 21 June 2010 28 July 2011
CHOW Kam Ho 周金濠 RE 6 17 July 2018 29 October 2022
CHOW Wing Suen, Amy 周詠璇 RO 6 31 July 2019
CHOW Wing Suen, Amy 周詠璇 RE 6 23 November 2012 31 July 2019
CHU Pui Fan 朱佩芬 RE 6 01 February 2016 21 April 2016
CHU Pui Fan 朱佩芬 RO 6 21 April 2016 13 May 2018
CHU Yui 朱芮 RE 6 25 May 2022 02 August 2023
CHUNG King Cheung 鍾敬祥 RE 6 11 October 2013 28 April 2015
CUI Xiaoyan 崔曉妍 RE 6 26 November 2019
DAI Bo 代波 RE 6 21 September 2022
DAI Jiaxin 戴嘉鑫 RE 6 17 August 2023
DENG Chao 邓超 RE 6 08 July 2022
DONG Shuai 董帅 RE 6 14 July 2022
DUAN Yanni 段燕妮 RE 6 16 March 2020 05 January 2021
FAN Changqing 范常青 RE 6 14 July 2022
FAN King Wai 范涇渭 RE 6 01 February 2021 27 December 2023
FAN Xiaowei 范晓微 RE 6 28 July 2006 01 July 2013
FAN Yiwen 范譯文 RE 6 16 April 2020
FENG Jingyan 馮婧妍 RE 6 26 January 2021
FU Bo 付博 RE 6 31 May 2018 28 November 2021
FU Fuxing 傅福行 RE 6 08 May 2015 25 December 2015
FUNG Man Heng 馮敏衡 RE 6 06 June 2014 26 May 2017
GAO Zhi 高致 RE 6 31 July 2015 14 November 2016
GE Xinyue 葛忻悦 RE 6 18 July 2022
GE Yiran 葛一然 RE 6 27 July 2022
GU Chenchen 顧忱忱 RE 6 20 October 2021
GUO Zidong 郭紫東 RE 6 16 December 2019 30 June 2020
HE Nantao 贺南涛 RE 6 08 July 2022
HE Zheng 何正 RE 6 20 June 2007 01 February 2008
HO Chi Ho 何治豪 RO 6 01 April 2003 20 June 2005
HO Wan Ching 何蘊菁 RE 6 04 September 2015 25 August 2016
HU Kailun 胡凱倫 RE 6 01 June 2022 30 November 2022
HU Yiping 胡伊苹 RE 6 12 July 2022
HUA Haoxiang 花浩翔 RE 6 14 July 2022
HUANG Zile 黃子樂 RE 6 31 May 2018
HUI Cheuk Ho 許卓豪 RO 6 15 April 2020 10 December 2020
HUI Cheuk Ho 許卓豪 RE 6 17 August 2011 15 April 2020
HUI Hin Long 許軒朗 RE 6 15 September 2017 07 January 2021
HUI Tung Yin, Tammy 許統妍 RE 6 03 November 2010 29 April 2013
IP Ka Fai 葉嘉輝 RE 6 26 November 2021 10 September 2022
JIA Shichao 贾世超 RE 6 11 July 2022
JIANG Xiao 江嘯 RO 6 02 September 2020
JIANG Xiao 江嘯 RE 6 18 January 2006 02 September 2020
JIANG Zhihao 蒋志豪 RE 6 18 July 2022
JIANG Zhiqiang 江志强 RE 6 11 July 2022
KANG Lu 康露 RE 6 19 June 2015 30 November 2018
KO Chiu Wai 高超惠 RE 6 09 November 2012
KOID Chee Ling 郭芷凌 RO 6 25 July 2017 09 July 2018
KOID Chee Ling 郭芷凌 RE 6 18 May 2017 25 July 2017
KWOK Chun Yu 郭震宇 RO 6 01 November 2018 14 February 2022
KWOK Chun Yu 郭震宇 RE 6 13 July 2007 01 November 2018
KWONG Ka Leung 鄺嘉樑 RE 6 05 October 2016 29 April 2017
LAI Yuen Wa, Jade 黎婉華 RE 6 17 October 2011 18 April 2013
LAM Cheuk Fung 林卓鋒 RE 6 15 November 2016 03 May 2018
LAM Kin Shing 林建盛 RE 6 09 May 2017
LAM On Tai 林安泰 RO 6 08 July 2008 05 May 2010
LAM On Tai 林安泰 RE 6 27 September 2007 08 July 2008
LAM Tung Tung 林冬冬 RO 6 03 May 2023
LAM Tung Tung 林冬冬 RE 6 04 September 2013 03 May 2023
LAU Ho Yan 劉可欣 RE 6 26 July 2021
LAU Kwok Ho 劉國豪 RE 6 12 November 2012 02 January 2013
LAU Kwok Ho 劉國豪 RO 6 02 January 2013 04 June 2013
LAU Kwok Ho 劉國豪 RE 6 17 April 2007 10 September 2010
LAU Pui Yu 劉珮瑜 RE 6 24 June 2011 23 August 2012
LAW Wing Kit 羅永傑 RE 6 10 March 2021 23 July 2022
LEE Kwok Yan 李珏昕 RE 6 17 February 2022 11 May 2023
LEE Xiao Qin Ervin 李孝勤 RE 6 27 July 2022 20 December 2022
LEUNG Chi On 梁志安 RE 6 01 April 2003 03 May 2007
LEUNG Chin Sing, Rabo 梁展勝 RO 6 02 July 2010 01 August 2011
LEUNG Chit Yu 梁捷瑜 RE 6 30 March 2011 26 May 2012
LEUNG Ho Kiu 梁皓喬 RE 6 02 August 2018 07 November 2021
LEUNG Man Ching 梁文靜 RE 6 11 November 2013 09 May 2016
LEUNG Yuen Kwan 梁婉君 RO 6 06 September 2011
LEUNG Yuen Kwan 梁婉君 RE 6 01 March 2006 06 September 2011
LI Chongshan 李崇山 RE 6 13 July 2022
LI Chuo 李踔 RE 6 19 December 2007 21 January 2014
LI Guangjie 李光杰 RE 6 08 March 2006 06 July 2018
LI Hengzhao 李恒釗 RE 6 17 December 2021 19 June 2022
LI Hoi Kan 李凱芹 RE 6 24 November 2021 01 May 2023
LI Hongren 李鸿仁 RE 6 08 July 2022
LI Huili 李慧俐 RE 6 17 February 2017 04 June 2021
LI Huiqi 李慧琪 RE 6 14 July 2022
LI Rui 李睿 RE 6 14 September 2018
LI Sui Hong 李瑞航 RE 6 24 November 2021 21 October 2022
LI Xiaocen 李曉岑 RE 6 30 August 2021
LI Xingzhe 李星哲 RE 6 14 December 2016 12 July 2017
LI Xue 李雪 RE 6 24 October 2018 23 November 2020
LI Yiyuan 李一遠 RE 6 20 February 2014 25 September 2014
LI Zexin 李澤鑫 RE 6 07 September 2022 28 February 2023
LIANG Runan 梁如男 RE 6 31 May 2018
LIN Jing 林璟 RE 6 15 September 2016 29 June 2018
LIN Shijia 林世嘉 RE 6 19 July 2012 11 May 2021
LIN Wei 林偉 RE 6 20 July 2021
LIU Dengzhou 劉登舟 RE 6 28 September 2021
LIU Xiaodong 刘小东 RE 6 11 July 2022
LIU Xiaowei 劉小瑋 RE 6 10 January 2013 15 August 2016
LIU Yiyi 劉依依 RE 6 09 February 2018 25 June 2021
LIU Yuqi 劉玉麒 RO 6 17 October 2019 06 August 2021
LIU Yuqi 劉玉麒 RE 6 28 December 2007 17 October 2019
LO Kai Tung 盧啟東 RE 6 07 January 2010 22 July 2011
LO Kwong Shun, Wilson 羅廣信 RO 6 22 May 2006 19 December 2021
LO Kwong Shun, Wilson 羅廣信 RE 6 01 April 2003 22 May 2006
LONG Weili 龍偉力 RE 6 11 August 2008 01 May 2014
LOU Anping 樓安平 RE 6 31 May 2018 09 September 2021
LOU Wei 楼微 RE 6 11 December 2023
LOUIE Hau Tak 雷厚德 RE 6 27 June 2018 14 November 2018
LU Donglin 陆东临 RE 6 12 July 2022
LU Xin 吕昕 RE 6 09 December 2019 30 June 2021
LUI David 雷昌年 RO 6 01 April 2003 08 October 2007
LUI Tin Shun 呂天舜 RE 6 20 August 2007 06 February 2009
LUK Wing Yu 陸穎瑜 RE 6 24 October 2018 29 May 2021
LUK Wing Yu 陸穎瑜 RE 6 29 April 2015 03 August 2018
LUO Aimei 羅愛梅 RO 6 10 May 2023
LUO Aimei 羅愛梅 RE 6 19 December 2017 10 May 2023
LUO Pengwei 羅鵬巍 RE 6 25 August 2003 08 June 2004
LUO Sha 雒莎 RE 6 08 September 2022
LUO Yuhui 羅宇琿 RE 6 15 October 2014 01 December 2016
MA Ran 马苒 RE 6 18 July 2022
MAK Ho Leung 麥浩良 RO 6 13 December 2021
MAK Ho Leung 麥浩良 RE 6 28 January 2019 13 December 2021
MAK Suet Man 麥雪雯 RE 6 25 August 2016 05 July 2019
MAN Nok Yan, Gladys 文諾欣 RO 6 20 February 2020 19 December 2023
MAN Nok Yan, Gladys 文諾欣 RE 6 23 November 2012 20 February 2020
MAN Tsz Kong 文梓江 RE 6 24 December 2013 22 June 2015
MENG Yuyang 孟渝陽 RE 6 17 January 2020 31 December 2020
MING Yafei 明亚飞 RE 6 26 October 2021
MO Tin Yat, Winds 毛天一 RE 6 30 September 2004 03 May 2007
MO Yujia 莫余佳 RE 6 18 September 2023
MOK Chun Tung 莫振東 RE 6 04 November 2014 04 June 2018
NG Chi Pong 吳治邦 RE 6 01 March 2022 04 November 2022
NG Geoffrey Junxiong 吳駿雄 RE 6 24 June 2020 24 June 2023
NG Ka Yu 吳嘉愉 RE 6 09 June 2010 09 July 2012
NG Kwong Kei 吳廣基 RE 6 23 October 2007 16 December 2008
NG Pak Lin 伍柏廉 RO 6 21 October 2021
NG Pak Lin 伍柏廉 RE 6 08 July 2021 21 October 2021
NG Pak Lin 伍柏廉 RO 6 08 July 2016 10 October 2018
NG Pak Lin 伍柏廉 RE 6 10 June 2013 08 July 2016
NG Yat Tin 吳日天 RE 6 28 May 2015 06 June 2020
NG Yee Wai 吳綺惠 RE 6 07 September 2012 01 January 2016
NG Yuk Wai 吳育偉 RE 6 09 September 2021 07 May 2023
NGAI Ho Wai, Christopher 魏浩瑋 RO 6 07 September 2021
NGAI Ho Wai, Christopher 魏浩瑋 RE 6 31 July 2015 07 September 2021
NI Xiaowei 倪曉偉 RE 6 28 September 2021
Ng Tai Hung 吳大雄 RE 6 18 November 2013 04 June 2014
PEI Wenfei 裴文斐 RE 6 11 July 2022
POK Ming Kai 卜銘佳 RE 6 05 March 2021
POON Cheuk Fai 潘卓輝 RE 6 29 October 2014 01 June 2018
QIU Guoquan 邱國權 RE 6 03 January 2020 31 December 2020
QIU Liuzhen 邱刘振 RE 6 13 July 2022 30 January 2024
REN Fei 任飞 RE 6 25 August 2023
SHAO Yang 邵陽 RE 6 19 December 2019 30 June 2020
SHEN Huajie 申华杰 RE 6 16 December 2019 30 June 2020
SHEN Yichong 沈一冲 RE 6 13 July 2022
SHENG Chen 盛晨 RE 6 30 December 2020 27 August 2021
SHI Liwen 史力雯 RO 6 28 March 2024
SHI Liwen 史力雯 RE 6 30 October 2023 28 March 2024
SHI Ming 石鳴 RE 6 02 June 2021
SHI Yi 施熠 RE 6 04 August 2022
SHIN Chuck Yin 單婥然 RE 6 21 June 2007 06 February 2009
SO Man Kin, Calvin 蘇文堅 RE 6 13 July 2021 20 September 2021
SO Man Kin, Calvin 蘇文堅 RO 6 20 September 2021
SO Man Kin, Calvin 蘇文堅 RE 6 23 May 2013 10 November 2018
SONG Yi 宋漪 RE 6 12 February 2004 01 November 2004
SUN Huanqing 孫寰清 RE 6 03 November 2022 14 April 2023
SUN Yu 孫玉 RE 6 18 May 2020
SUN Yuchen 孫宇辰 RE 6 21 March 2024
TAM Kok Ching 譚覺靖 RE 6 13 November 2013 20 July 2015
TAM Kwok Leung 譚國樑 RE 6 01 April 2003 29 January 2005
TANG Minzu 唐敏祖 RE 6 07 August 2015
TANG Siu Lai, Stanley 鄧兆澧 RO 6 01 August 2012 19 December 2023
TANG Siu Lai, Stanley 鄧兆澧 RE 6 04 October 2010 01 August 2012
TANG Siu Lai, Stanley 鄧兆澧 RE 6 05 July 2004 26 May 2005
TANG Xiaodan 湯曉丹 RE 6 04 July 2019 11 February 2022
TANG Ye 唐燁 RE 6 04 July 2006 31 July 2007
TONG Wai Tak, William 唐偉德 RE 6 03 July 2006 11 November 2006
TSANG Kwok Yuk 曾國鈺 RE 6 23 April 2018 31 October 2020
TUO Fang 庹方 RE 6 20 October 2021
WALUSZEWSKI Kai 魏凯 RE 6 13 September 2019 01 July 2022
WANG Daiwei 王黛瑋 RE 6 14 September 2018
WANG Jiayu 王家玉 RE 6 19 July 2021
WANG Rui 王銳 RE 6 31 May 2018 17 June 2022
WANG Wei 王威 RO 6 29 December 2023
WANG Wei 王威 RE 6 07 September 2023 29 December 2023
WANG Yi 王依 RE 6 18 July 2022
WANG Yilin 王伊琳 RE 6 12 May 2023
WANG Yixuan 王藝璇 RE 6 14 September 2022 21 October 2022
WANG Yu 王鈺 RE 6 18 January 2022
WANG Yu 王昱 RE 6 11 March 2014 02 June 2014
WONG Alan 王智洋 RE 6 17 August 2021
WONG Anthony 黃嘉賢 RO 6 07 September 2005 30 January 2023
WONG Anthony 黃嘉賢 RE 6 01 April 2003 07 September 2005
WONG Chi Ching 黃智清 RE 6 01 April 2003 17 April 2004
WONG Kui Hung 黃鉅鴻 RE 6 02 August 2018 09 May 2022
WONG Kwun Ho 黃冠豪 RE 6 16 September 2013 21 April 2017
WONG Lai, Sarah 黃勵 RO 6 12 July 2022 20 October 2022
WONG Lai, Sarah 黃勵 RE 6 05 November 2021 12 July 2022
WONG Ming Fai 王明輝 RO 6 30 August 2022 20 October 2022
WONG Ming Fai 王明輝 RE 6 02 December 2021 30 August 2022
WONG Siu On 黃兆安 RO 6 29 December 2021 31 August 2022
WONG Siu On 黃兆安 RE 6 03 November 2021 29 December 2021
WONG Sze Man 黃詩敏 RO 6 08 July 2016 04 June 2021
WONG Sze Man 黃詩敏 RE 6 30 April 2013 08 July 2016
WONG Sze Man 黃詩敏 RE 6 09 June 2010 08 August 2011
WONG Tsz Sing 黃子昇 RE 6 23 March 2017 18 September 2022
WONG Tung Ching 王冬青 RO 6 26 February 2010 10 July 2023
WONG Tung Ching 王冬青 RE 6 01 April 2003 26 February 2010
WONG Wai Chung 黃維宗 RE 6 27 May 2015 17 November 2019
WU Lap Yee, Letty 胡立怡 RO 6 12 March 2013 07 February 2020
WU Lap Yee, Letty 胡立怡 RE 6 22 December 2010 12 March 2013
XIA Hua 夏華 RE 6 23 September 2003 01 November 2004
XIAO Yan 肖燕 RE 6 23 March 2021
XIE Zhengkun 謝正琨 RE 6 23 March 2020 26 May 2020
XIN Jianwei 忻健伟 RE 6 18 July 2022
XU Jia Nan 徐佳楠 RE 6 20 December 2023
XU Jin 徐锦 RE 6 18 July 2022
XU Lei 许磊 RE 6 26 October 2021
XU Ping 許娉 RO 6 07 August 2020
XU Ping 許娉 RE 6 30 September 2005 07 August 2020
XU Qiwen 許綺雯 RE 6 02 September 2021 08 July 2022
XU Wei 徐葳 RE 6 25 August 2023
XUE Jing 薛靜 RE 6 24 August 2007 09 March 2009
XUE Ke 薛軻 RE 6 26 November 2018 26 October 2019
XUN Guoliang 寻国良 RE 6 07 July 2022 18 October 2022
YAM Margaret 任彬 RE 6 01 November 2021 23 March 2022
YAN Ximin 嚴晞敏 RE 6 22 December 2022 25 August 2023
YAN Ximin 嚴晞敏 RE 6 19 December 2019 31 December 2020
YANG Fenglin 楊鳳林 RO 6 15 April 2003 05 May 2005
YANG Jianrui 楊健瑞 RE 6 27 July 2018
YANG Lanxue 杨岚雪 RE 6 11 July 2022
YANG Lili 楊麗麗 RE 6 15 December 2015 30 March 2022
YANG Yi 杨易 RE 6 06 July 2022
YAU Deirdre 邱迪怡 RO 6 01 April 2003 31 January 2021
YE Siqi 叶思琦 RE 6 26 October 2021
YEN Chang Chi, George 嚴昌麒 RE 6 02 June 2005 22 September 2006
YEUNG Ka Lai 楊嘉麗 RE 6 31 March 2008 06 February 2009
YEUNG Kai Ho, Henry 楊繼灝 RO 6 02 June 2003 29 April 2008
YEUNG Kai Ho, Henry 楊繼灝 RE 6 01 April 2003 02 June 2003
YIM Chi Hang 嚴志恒 RE 6 26 September 2013 22 January 2017
YING Zhijie 應之杰 RE 6 12 September 2018 01 December 2020
YU Chenkai 郁晨凱 RE 6 05 July 2022
YU Chenkai 郁晨凱 RE 6 06 December 2019 31 December 2020
YUEN Chi King, Wyman 源子敬 RE 6 01 April 2003 01 October 2005
YUNG Ho Yin 翁浩賢 RE 6 15 September 2015 29 July 2018
ZHANG Han 張涵 RE 6 26 January 2023
ZHANG Tingfeng 張廷峰 RE 6 17 February 2017 26 August 2021
ZHANG Yi 張一 RE 6 07 September 2012 08 March 2016
ZHANG Zhirou 張至柔 RE 6 21 February 2019
ZHAO Jiaying 趙佳穎 RE 6 28 November 2019 28 August 2020
ZHAO Jifei 趙吉飛 RE 6 10 November 2015 19 December 2019
ZHAO Xiao 趙晓 RE 6 25 August 2003 06 August 2012
ZHAO Ziqi 赵梓淇 RE 6 01 December 2021 05 March 2024
ZHAO Zonghui 赵宗辉 RE 6 08 July 2022
ZHOU Huan 周欢 RE 6 18 July 2022 19 December 2022
ZHOU Pei 周沛 RE 6 27 March 2020 09 March 2022
ZHOU Wei 周巍 RE 6 05 July 2022
ZHU Xiaoming 朱小明 RE 6 10 October 2022
ZHU Yiman 朱奕曼 RE 6 31 May 2018