SFC Licenceholders of Guotai Junan Capital Limited 國泰君安融資有限公司
- [email protected]
- Website
- www.gtja.com.hk / www.gtjai.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHE Yishan 車旖珊 | RE | 6 | 21 November 2023 | |
| SHI Liwen 史力雯 | RE | 6 | 30 October 2023 | |
| CHEN Qi 陈琦 | RE | 6 | 20 September 2023 | |
| MO Yujia 莫余佳 | RE | 6 | 18 September 2023 | |
| WANG Wei 王威 | RE | 6 | 07 September 2023 | |
| CHEN Yishao 陈轶劭 | RE | 6 | 05 September 2023 | |
| XU Wei 徐葳 | RE | 6 | 25 August 2023 | |
| REN Fei 任飞 | RE | 6 | 25 August 2023 | |
| DAI Jiaxin 戴嘉鑫 | RE | 6 | 17 August 2023 | |
| CHEN Chao 陈超 | RE | 6 | 17 July 2023 | |
| WANG Yilin 王伊琳 | RE | 6 | 12 May 2023 | |
| LUO Aimei 羅愛梅 | RO | 6 | 10 May 2023 | |
| LAM Tung Tung 林冬冬 | RO | 6 | 03 May 2023 | |
| ZHANG Han 張涵 | RE | 6 | 26 January 2023 | |
| YAN Ximin 嚴晞敏 | RE | 6 | 22 December 2022 | |
| ZHU Xiaoming 朱小明 | RE | 6 | 10 October 2022 | |
| DAI Bo 代波 | RE | 6 | 21 September 2022 | |
| LUO Sha 雒莎 | RE | 6 | 08 September 2022 | |
| SHI Yi 施熠 | RE | 6 | 04 August 2022 | |
| GE Yiran 葛一然 | RE | 6 | 27 July 2022 | |
| GE Xinyue 葛忻悦 | RE | 6 | 18 July 2022 | |
| WANG Yi 王依 | RE | 6 | 18 July 2022 | |
| XU Jin 徐锦 | RE | 6 | 18 July 2022 | |
| JIANG Zhihao 蒋志豪 | RE | 6 | 18 July 2022 | |
| XIN Jianwei 忻健伟 | RE | 6 | 18 July 2022 | |
| MA Ran 马苒 | RE | 6 | 18 July 2022 | |
| LI Huiqi 李慧琪 | RE | 6 | 14 July 2022 | |
| FAN Changqing 范常青 | RE | 6 | 14 July 2022 | |
| DONG Shuai 董帅 | RE | 6 | 14 July 2022 | |
| HUA Haoxiang 花浩翔 | RE | 6 | 14 July 2022 | |
| LI Chongshan 李崇山 | RE | 6 | 13 July 2022 | |
| QIU Liuzhen 邱刘振 | RE | 6 | 13 July 2022 | |
| CHENG Shuyuan 程书远 | RE | 6 | 13 July 2022 | |
| SHEN Yichong 沈一冲 | RE | 6 | 13 July 2022 | |
| HU Yiping 胡伊苹 | RE | 6 | 12 July 2022 | |
| LU Donglin 陆东临 | RE | 6 | 12 July 2022 | |
| YANG Lanxue 杨岚雪 | RE | 6 | 11 July 2022 | |
| PEI Wenfei 裴文斐 | RE | 6 | 11 July 2022 | |
| JIA Shichao 贾世超 | RE | 6 | 11 July 2022 | |
| JIANG Zhiqiang 江志强 | RE | 6 | 11 July 2022 | |
| HE Nantao 贺南涛 | RE | 6 | 08 July 2022 | |
| LI Hongren 李鸿仁 | RE | 6 | 08 July 2022 | |
| CHEN Si 陈思 | RE | 6 | 08 July 2022 | |
| ZHAO Zonghui 赵宗辉 | RE | 6 | 08 July 2022 | |
| DENG Chao 邓超 | RE | 6 | 08 July 2022 | |
| YANG Yi 杨易 | RE | 6 | 06 July 2022 | |
| YU Chenkai 郁晨凱 | RE | 6 | 05 July 2022 | |
| ZHOU Wei 周巍 | RE | 6 | 05 July 2022 | |
| CHEN Yi-yin 陳怡吟 | RE | 6 | 09 June 2022 | |
| WANG Yu 王鈺 | RE | 6 | 18 January 2022 | |
| MAK Ho Leung 麥浩良 | RO | 6 | 13 December 2021 | |
| ZHAO Ziqi 赵梓淇 | RE | 6 | 01 December 2021 | |
| YE Siqi 叶思琦 | RE | 6 | 26 October 2021 | |
| MING Yafei 明亚飞 | RE | 6 | 26 October 2021 | |
| XU Lei 许磊 | RE | 6 | 26 October 2021 | |
| NG Pak Lin 伍柏廉 | RO | 6 | 21 October 2021 | |
| GU Chenchen 顧忱忱 | RE | 6 | 20 October 2021 | |
| TUO Fang 庹方 | RE | 6 | 20 October 2021 | |
| NI Xiaowei 倪曉偉 | RE | 6 | 28 September 2021 | |
| LIU Dengzhou 劉登舟 | RE | 6 | 28 September 2021 | |
| SO Man Kin, Calvin 蘇文堅 | RO | 6 | 20 September 2021 | |
| NGAI Ho Wai, Christopher 魏浩瑋 | RO | 6 | 07 September 2021 | |
| LI Xiaocen 李曉岑 | RE | 6 | 30 August 2021 | |
| CHENG Chuhang 程楚航 | RE | 6 | 23 August 2021 | |
| WONG Alan 王智洋 | RE | 6 | 17 August 2021 | |
| LAU Ho Yan 劉可欣 | RE | 6 | 26 July 2021 | |
| LIN Wei 林偉 | RE | 6 | 20 July 2021 | |
| WANG Jiayu 王家玉 | RE | 6 | 19 July 2021 | |
| SHI Ming 石鳴 | RE | 6 | 02 June 2021 | |
| XIAO Yan 肖燕 | RE | 6 | 23 March 2021 | |
| POK Ming Kai 卜銘佳 | RE | 6 | 05 March 2021 | |
| FAN King Wai 范涇渭 | RE | 6 | 01 February 2021 | |
| FENG Jingyan 馮婧妍 | RE | 6 | 26 January 2021 | |
| JIANG Xiao 江嘯 | RO | 6 | 02 September 2020 | |
| XU Ping 許娉 | RO | 6 | 07 August 2020 | |
| SUN Yu 孫玉 | RE | 6 | 18 May 2020 | |
| FAN Yiwen 范譯文 | RE | 6 | 16 April 2020 | |
| MAN Nok Yan, Gladys 文諾欣 | RO | 6 | 20 February 2020 | |
| CUI Xiaoyan 崔曉妍 | RE | 6 | 26 November 2019 | |
| CHOW Wing Suen, Amy 周詠璇 | RO | 6 | 31 July 2019 | |
| ZHANG Zhirou 張至柔 | RE | 6 | 21 February 2019 | |
| CHEN Longke 陈珑珂 | RE | 6 | 04 February 2019 | |
| WANG Daiwei 王黛瑋 | RE | 6 | 14 September 2018 | |
| LI Rui 李睿 | RE | 6 | 14 September 2018 | |
| YANG Jianrui 楊健瑞 | RE | 6 | 27 July 2018 | |
| HUANG Zi Le 黃子樂 | RE | 6 | 31 May 2018 | |
| LIANG Runan 梁如男 | RE | 6 | 31 May 2018 | |
| ZHU Yiman 朱奕曼 | RE | 6 | 31 May 2018 | |
| CHEN Zhehui 陳哲暉 | RE | 6 | 31 May 2018 | |
| LAM Kin Shing 林建盛 | RE | 6 | 09 May 2017 | |
| TANG Minzu 唐敏祖 | RE | 6 | 07 August 2015 | |
| KO Chiu Wai 高超惠 | RE | 6 | 09 November 2012 | |
| TANG Siu Lai, Stanley 鄧兆澧 | RO | 6 | 01 August 2012 | |
| LEUNG Yuen Kwan 梁婉君 | RO | 6 | 06 September 2011 | |
| CHEN Yilan 陳一覽 | RE | 6 | 24 June 2021 | 19 November 2023 |
| CAO Tangning 曹唐宁 | RE | 6 | 03 November 2022 | 14 September 2023 |
| CHU Yui 朱芮 | RE | 6 | 25 May 2022 | 02 August 2023 |
| WONG Tung Ching 王冬青 | RO | 6 | 26 February 2010 | 10 July 2023 |
| NG Geoffrey Junxiong 吳駿雄 | RE | 6 | 24 June 2020 | 24 June 2023 |
| LEE Kwok Yan 李珏昕 | RE | 6 | 17 February 2022 | 11 May 2023 |
| LUO Aimei 羅愛梅 | RE | 6 | 19 December 2017 | 10 May 2023 |
| NG Yuk Wai 吳育偉 | RE | 6 | 09 September 2021 | 07 May 2023 |
| LAM Tung Tung 林冬冬 | RE | 6 | 04 September 2013 | 03 May 2023 |
| LI Hoi Kan 李凱芹 | RE | 6 | 24 November 2021 | 01 May 2023 |
| SUN Huanqing 孫寰清 | RE | 6 | 03 November 2022 | 14 April 2023 |
| CAO Weijian 曹偉健 | RE | 6 | 15 March 2022 | 08 March 2023 |
| LI Zexin 李澤鑫 | RE | 6 | 07 September 2022 | 28 February 2023 |
| ZHOU Huan 周欢 | RE | 6 | 18 July 2022 | 19 December 2022 |
| WANG Yixuan 王藝璇 | RE | 6 | 14 September 2022 | 21 October 2022 |
| WONG Ming Fai 王明輝 | RO | 6 | 30 August 2022 | 20 October 2022 |
| WONG Lai, Sarah 黃勵 | RO | 6 | 12 July 2022 | 20 October 2022 |
| CHEN Jianzhao 陳健釗 | RE | 6 | 08 February 2022 | 01 October 2022 |
| WONG Ming Fai 王明輝 | RE | 6 | 02 December 2021 | 30 August 2022 |
| WONG Lai, Sarah 黃勵 | RE | 6 | 05 November 2021 | 12 July 2022 |
| XU Qiwen 許綺雯 | RE | 6 | 02 September 2021 | 08 July 2022 |
| LI Hengzhao 李恒釗 | RE | 6 | 17 December 2021 | 19 June 2022 |
| CHEN Si 陳斯 | RE | 6 | 07 January 2020 | 29 May 2022 |
| BAO Xiaoqian 包曉倩 | RE | 6 | 20 September 2021 | 22 May 2022 |
| WONG Kui Hung 黃鉅鴻 | RE | 6 | 02 August 2018 | 09 May 2022 |
| YANG Lili 楊麗麗 | RE | 6 | 15 December 2015 | 30 March 2022 |
| YAM Margaret 任彬 | RE | 6 | 01 November 2021 | 23 March 2022 |
| ZHOU Pei 周沛 | RE | 6 | 27 March 2020 | 09 March 2022 |
| KWOK Chun Yu 郭震宇 | RO | 6 | 01 November 2018 | 14 February 2022 |
| CHANG Ho Wo 張灝和 | RE | 6 | 27 July 2021 | 17 January 2022 |
| LO Kwong Shun, Wilson 羅廣信 | RO | 6 | 22 May 2006 | 19 December 2021 |
| MAK Ho Leung 麥浩良 | RE | 6 | 28 January 2019 | 13 December 2021 |
| FU Bo 付博 | RE | 6 | 31 May 2018 | 28 November 2021 |
| NG Pak Lin 伍柏廉 | RE | 6 | 08 July 2021 | 21 October 2021 |
| SO Man Kin, Calvin 蘇文堅 | RE | 6 | 13 July 2021 | 20 September 2021 |
| BI Siming 畢思明 | RE | 6 | 13 September 2019 | 19 September 2021 |
| LOU Anping 樓安平 | RE | 6 | 31 May 2018 | 09 September 2021 |
| NGAI Ho Wai, Christopher 魏浩瑋 | RE | 6 | 31 July 2015 | 07 September 2021 |
| SHENG Chen 盛晨 | RE | 6 | 30 December 2020 | 27 August 2021 |
| ZHANG Tingfeng 張廷峰 | RE | 6 | 17 February 2017 | 26 August 2021 |
| LIU Yuqi 劉玉麒 | RO | 6 | 17 October 2019 | 06 August 2021 |
| LIU Yiyi 劉依依 | RE | 6 | 09 February 2018 | 25 June 2021 |
| LI Huili 李慧俐 | RE | 6 | 17 February 2017 | 04 June 2021 |
| WONG Sze Man 黃詩敏 | RO | 6 | 08 July 2016 | 04 June 2021 |
| YAU Deirdre 邱迪怡 | RO | 6 | 01 April 2003 | 31 January 2021 |
| HUI Hin Long 許軒朗 | RE | 6 | 15 September 2017 | 07 January 2021 |
| DUAN Yanni 段燕妮 | RE | 6 | 16 March 2020 | 05 January 2021 |
| YAN Ximin 嚴晞敏 | RE | 6 | 19 December 2019 | 31 December 2020 |
| YU Chenkai 郁晨凱 | RE | 6 | 06 December 2019 | 31 December 2020 |
| YING Zhijie 應之杰 | RE | 6 | 12 September 2018 | 01 December 2020 |
| JIANG Xiao 江嘯 | RE | 6 | 18 January 2006 | 02 September 2020 |
| XU Ping 許娉 | RE | 6 | 30 September 2005 | 07 August 2020 |
| CHAN Lai Ngor 陳麗娥 | RE | 6 | 05 June 2008 | 05 August 2020 |
| NG Yat Tin 吳日天 | RE | 6 | 28 May 2015 | 06 June 2020 |
| XIE Zhengkun 謝正琨 | RE | 6 | 23 March 2020 | 26 May 2020 |
| MAN Nok Yan, Gladys 文諾欣 | RE | 6 | 23 November 2012 | 20 February 2020 |
| WU Lap Yee, Letty 胡立怡 | RO | 6 | 12 March 2013 | 07 February 2020 |
| ZHAO Jifei 趙吉飛 | RE | 6 | 10 November 2015 | 19 December 2019 |
| WONG Wai Chung 黃維宗 | RE | 6 | 27 May 2015 | 17 November 2019 |
| XUE Ke 薛軻 | RE | 6 | 26 November 2018 | 26 October 2019 |
| LIU Yuqi 劉玉麒 | RE | 6 | 28 December 2007 | 17 October 2019 |
| CHOW Wing Suen, Amy 周詠璇 | RE | 6 | 23 November 2012 | 31 July 2019 |
| MAK Suet Man 麥雪雯 | RE | 6 | 25 August 2016 | 05 July 2019 |
| SO Man Kin, Calvin 蘇文堅 | RE | 6 | 23 May 2013 | 10 November 2018 |
| KWOK Chun Yu 郭震宇 | RE | 6 | 13 July 2007 | 01 November 2018 |
| NG Pak Lin 伍柏廉 | RO | 6 | 08 July 2016 | 10 October 2018 |
| KOID Chee Ling 郭芷凌 | RO | 6 | 25 July 2017 | 09 July 2018 |
| AU Chun Hong Jos 區俊康 | RE | 6 | 11 March 2015 | 01 July 2018 |
| LIN Jing 林璟 | RE | 6 | 15 September 2016 | 29 June 2018 |
| MOK Chun Tung 莫振東 | RE | 6 | 04 November 2014 | 04 June 2018 |
| POON Cheuk Fai 潘卓輝 | RE | 6 | 29 October 2014 | 01 June 2018 |
| CHU Pui Fan 朱佩芬 | RO | 6 | 21 April 2016 | 13 May 2018 |
| LAM Cheuk Fung 林卓鋒 | RE | 6 | 15 November 2016 | 03 May 2018 |
| CHEUNG Leung 張良 | RE | 6 | 12 November 2012 | 30 March 2018 |
| KOID Chee Ling 郭芷凌 | RE | 6 | 18 May 2017 | 25 July 2017 |
| FUNG Man Heng 馮敏衡 | RE | 6 | 06 June 2014 | 26 May 2017 |
| WONG Kwun Ho 黃冠豪 | RE | 6 | 16 September 2013 | 21 April 2017 |
| YIM Chi Hang 嚴志恒 | RE | 6 | 26 September 2013 | 22 January 2017 |
| LUO Yuhui 羅宇琿 | RE | 6 | 15 October 2014 | 01 December 2016 |
| GAO Zhi 高致 | RE | 6 | 31 July 2015 | 14 November 2016 |
| CHEN Sze Hon, Johnson 陳斯漢 | RO | 6 | 17 August 2016 | 22 August 2016 |
| CHEN Sze Hon, Johnson 陳斯漢 | RE | 6 | 06 May 2008 | 17 August 2016 |
| NG Pak Lin 伍柏廉 | RE | 6 | 10 June 2013 | 08 July 2016 |
| WONG Sze Man 黃詩敏 | RE | 6 | 30 April 2013 | 08 July 2016 |
| LEUNG Man Ching 梁文靜 | RE | 6 | 11 November 2013 | 09 May 2016 |
| CHU Pui Fan 朱佩芬 | RE | 6 | 01 February 2016 | 21 April 2016 |
| NG Yee Wai 吳綺惠 | RE | 6 | 07 September 2012 | 01 January 2016 |
| FU Fuxing 傅福行 | RE | 6 | 08 May 2015 | 25 December 2015 |
| CHAN Frank Clifford Shui Ting Chu 陳瑞庭 | RE | 6 | 13 May 2015 | 21 November 2015 |
| TAM Kok Ching 譚覺靖 | RE | 6 | 13 November 2013 | 20 July 2015 |
| CHUNG King Cheung 鍾敬祥 | RE | 6 | 11 October 2013 | 28 April 2015 |
| Ng Tai Hung 吳大雄 | RE | 6 | 18 November 2013 | 04 June 2014 |
| LONG Weili 龍偉力 | RE | 6 | 11 August 2008 | 01 May 2014 |
| CHAN Laam Chi 陳嵐芝 | RE | 6 | 24 January 2014 | 18 March 2014 |
| CHEUNG Ho Kong 張浩剛 | RO | 6 | 01 August 2012 | 10 April 2013 |
| WU Lap Yee, Letty 胡立怡 | RE | 6 | 22 December 2010 | 12 March 2013 |
| ZHAO Xiao 趙晓 | RE | 6 | 25 August 2003 | 06 August 2012 |
| TANG Siu Lai, Stanley 鄧兆澧 | RE | 6 | 04 October 2010 | 01 August 2012 |
| CHEUNG Ho Kong 張浩剛 | RE | 6 | 04 June 2010 | 01 August 2012 |
| LEUNG Yuen Kwan 梁婉君 | RE | 6 | 01 March 2006 | 06 September 2011 |
| WONG Sze Man 黃詩敏 | RE | 6 | 09 June 2010 | 08 August 2011 |
| LEUNG Chin Sing, Rabo 梁展勝 | RO | 6 | 02 July 2010 | 01 August 2011 |
| CHOW Hung Yan 周雄恩 | RE | 6 | 21 June 2010 | 28 July 2011 |
| LO Kai Tung 盧啟東 | RE | 6 | 07 January 2010 | 22 July 2011 |
| LAM On Tai 林安泰 | RO | 6 | 08 July 2008 | 05 May 2010 |
| WONG Tung Ching 王冬青 | RE | 6 | 01 April 2003 | 26 February 2010 |
| SHIN Chuck Yin 單婥然 | RE | 6 | 21 June 2007 | 06 February 2009 |
| LAM On Tai 林安泰 | RE | 6 | 27 September 2007 | 08 July 2008 |
| YEUNG Kai Ho, Henry 楊繼灝 | RO | 6 | 02 June 2003 | 29 April 2008 |
| HE Zheng 何正 | RE | 6 | 20 June 2007 | 01 February 2008 |
| TANG Ye 唐燁 | RE | 6 | 04 July 2006 | 31 July 2007 |
| LEUNG Chi On 梁志安 | RE | 6 | 01 April 2003 | 03 May 2007 |
| TONG Wai Tak, William 唐偉德 | RE | 6 | 03 July 2006 | 11 November 2006 |
| YEN Chang Chi, George 嚴昌麒 | RE | 6 | 02 June 2005 | 22 September 2006 |
| LO Kwong Shun, Wilson 羅廣信 | RE | 6 | 01 April 2003 | 22 May 2006 |
| HO Chi Ho 何治豪 | RO | 6 | 01 April 2003 | 20 June 2005 |
| TANG Siu Lai, Stanley 鄧兆澧 | RE | 6 | 05 July 2004 | 26 May 2005 |
| TAM Kwok Leung 譚國樑 | RE | 6 | 01 April 2003 | 29 January 2005 |
| XIA Hua 夏華 | RE | 6 | 23 September 2003 | 01 November 2004 |
| LUO Pengwei 羅鵬巍 | RE | 6 | 25 August 2003 | 08 June 2004 |
| YEUNG Kai Ho, Henry 楊繼灝 | RE | 6 | 01 April 2003 | 02 June 2003 |