SFC Licenceholders of Guotai Junan Capital Limited 國泰君安融資有限公司

Addresses
26/F-28/F Low Block Grand Millennium Plaza, 181 Queen's Road Central, Hong Kong
香港中環皇后大道中181號新紀元廣場26-28字樓
16/F, Low Block, Grand Millennium Plaza, 181 Queen's Road Central, Hong Kong
香港中環皇后大道中181號新紀元廣埸16字樓
Email
[email protected]
Website
www.gtja.com.hk / www.gtjai.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
DAI Bo 代波 RE 6 21 September 2022
WANG Yixuan 王藝璇 RE 6 14 September 2022
LUO Sha 雒莎 RE 6 08 September 2022
LI Zexin 李澤鑫 RE 6 07 September 2022
WONG Ming Fai 王明輝 RO 6 30 August 2022
SHI Yi 施熠 RE 6 04 August 2022
GE Yiran 葛一然 RE 6 27 July 2022
LEE Xiao Qin Ervin 李孝勤 RE 6 27 July 2022
GE Xinyue 葛忻悦 RE 6 18 July 2022
ZHOU Huan 周欢 RE 6 18 July 2022
WANG Yi 王依 RE 6 18 July 2022
XU Jin 徐锦 RE 6 18 July 2022
JIANG Zhihao 蒋志豪 RE 6 18 July 2022
XIN Jianwei 忻健伟 RE 6 18 July 2022
MA Ran 马苒 RE 6 18 July 2022
LI Huiqi 李慧琪 RE 6 14 July 2022
FAN Changqing 范常青 RE 6 14 July 2022
DONG Shuai 董帅 RE 6 14 July 2022
HUA Haoxiang 花浩翔 RE 6 14 July 2022
LI Chongshan 李崇山 RE 6 13 July 2022
QIU Liuzhen 邱刘振 RE 6 13 July 2022
CHENG Shuyuan 程书远 RE 6 13 July 2022
SHEN Yichong 沈一冲 RE 6 13 July 2022
WONG Lai, Sarah 黃勵 RO 6 12 July 2022
HU Yiping 胡伊苹 RE 6 12 July 2022
LU Donglin 陆东临 RE 6 12 July 2022
YANG Lanxue 杨岚雪 RE 6 11 July 2022
LIU Xiaodong 刘小东 RE 6 11 July 2022
PEI Wenfei 裴文斐 RE 6 11 July 2022
JIA Shichao 贾世超 RE 6 11 July 2022
JIANG Zhiqiang 江志强 RE 6 11 July 2022
HE Nantao 贺南涛 RE 6 08 July 2022
LI Hongren 李鸿仁 RE 6 08 July 2022
CHEN Si 陈思 RE 6 08 July 2022
ZHAO Zonghui 赵宗辉 RE 6 08 July 2022
DENG Chao 邓超 RE 6 08 July 2022
XUN Guoliang 寻国良 RE 6 07 July 2022
YANG Yi 杨易 RE 6 06 July 2022
YU Chenkai 郁晨凱 RE 6 05 July 2022
ZHOU Wei 周巍 RE 6 05 July 2022
CHEN Yi-yin 陳怡吟 RE 6 09 June 2022
HU Kailun 胡凱倫 RE 6 01 June 2022
CHU Yui 朱芮 RE 6 25 May 2022
CAO Weijian 曹偉健 RE 6 15 March 2022
NG Chi Pong 吳治邦 RE 6 01 March 2022
LEE Kwok Yan 李珏昕 RE 6 17 February 2022
CHEN Jianzhao 陳健釗 RE 6 08 February 2022
WANG Yu 王鈺 RE 6 18 January 2022
MAK Ho Leung 麥浩良 RO 6 13 December 2021
ZHAO Ziqi 赵梓淇 RE 6 01 December 2021
LI Sui Hong 李瑞航 RE 6 24 November 2021
LI Hoi Kan 李凱芹 RE 6 24 November 2021
YE Siqi 叶思琦 RE 6 26 October 2021
MING Yafei 明亚飞 RE 6 26 October 2021
XU Lei 许磊 RE 6 26 October 2021
NG Pak Lin 伍柏廉 RO 6 21 October 2021
GU Chenchen 顧忱忱 RE 6 20 October 2021
TUO Fang 庹方 RE 6 20 October 2021
NI Xiaowei 倪曉偉 RE 6 28 September 2021
LIU Dengzhou 劉登舟 RE 6 28 September 2021
SO Man Kin, Calvin 蘇文堅 RO 6 20 September 2021
NG Yuk Wai 吳育偉 RE 6 09 September 2021
NGAI Ho Wai, Christopher 魏浩瑋 RO 6 07 September 2021
LI Xiaocen 李曉岑 RE 6 30 August 2021
CHENG Chuhang 程楚航 RE 6 23 August 2021
WONG Alan 王智洋 RE 6 17 August 2021
LAU Ho Yan 劉可欣 RE 6 26 July 2021
LIN Wei 林偉 RE 6 20 July 2021
WANG Jiayu 王家玉 RE 6 19 July 2021
CHEN Yilan 陳一覽 RE 6 24 June 2021
SHI Ming 石鳴 RE 6 02 June 2021
XIAO Yan 肖燕 RE 6 23 March 2021
POK Ming Kai 卜銘佳 RE 6 05 March 2021
FAN King Wai 范涇渭 RE 6 01 February 2021
FENG Jingyan 馮婧妍 RE 6 26 January 2021
JIANG Xiao 江嘯 RO 6 02 September 2020
XU Ping 許娉 RO 6 07 August 2020
NG Geoffrey Junxiong 吳駿雄 RE 6 24 June 2020
CHAN Kwan Pak 陳君柏 RE 6 24 June 2020
SUN Yu 孫玉 RE 6 18 May 2020
FAN Yiwen 范譯文 RE 6 16 April 2020
MAN Nok Yan, Gladys 文諾欣 RO 6 20 February 2020
CUI Xiaoyan 崔曉妍 RE 6 26 November 2019
CHOW Wing Suen, Amy 周詠璇 RO 6 31 July 2019
ZHANG Zhirou 張至柔 RE 6 21 February 2019
CHEN Longke 陈珑珂 RE 6 04 February 2019
WANG Daiwei 王黛瑋 RE 6 14 September 2018
LI Rui 李睿 RE 6 14 September 2018
YANG Jianrui 楊健瑞 RE 6 27 July 2018
CHOW Kam Ho 周金濠 RE 6 17 July 2018
HUANG Zi Le 黃子樂 RE 6 31 May 2018
LIANG Runan 梁如男 RE 6 31 May 2018
ZHU Yiman 朱奕曼 RE 6 31 May 2018
CHEN Zhehui 陳哲暉 RE 6 31 May 2018
LUO Aimei 羅愛梅 RE 6 19 December 2017
LAM Kin Shing 林建盛 RE 6 09 May 2017
TANG Minzu 唐敏祖 RE 6 07 August 2015
LAM Tung Tung 林冬冬 RE 6 04 September 2013
KO Chiu Wai 高超惠 RE 6 09 November 2012
TANG Siu Lai, Stanley 鄧兆澧 RO 6 01 August 2012
LEUNG Yuen Kwan 梁婉君 RO 6 06 September 2011
WONG Tung Ching 王冬青 RO 6 26 February 2010
WONG Anthony 黃嘉賢 RO 6 07 September 2005
WONG Tsz Sing 黃子昇 RE 6 23 March 2017 18 September 2022
IP Ka Fai 葉嘉輝 RE 6 26 November 2021 10 September 2022
CHENG Chung Yan, Nicole 鄭仲殷 RE 6 18 July 2016 04 September 2022
WONG Siu On 黃兆安 RO 6 29 December 2021 31 August 2022
WONG Ming Fai 王明輝 RE 6 02 December 2021 30 August 2022
LAW Wing Kit 羅永傑 RE 6 10 March 2021 23 July 2022
WONG Lai, Sarah 黃勵 RE 6 05 November 2021 12 July 2022
XU Qiwen 許綺雯 RE 6 02 September 2021 08 July 2022
WALUSZEWSKI Kai 魏凯 RE 6 13 September 2019 01 July 2022
LI Hengzhao 李恒釗 RE 6 17 December 2021 19 June 2022
WANG Rui 王銳 RE 6 31 May 2018 17 June 2022
CHEN Si 陳斯 RE 6 07 January 2020 29 May 2022
BAO Xiaoqian 包曉倩 RE 6 20 September 2021 22 May 2022
WONG Kui Hung 黃鉅鴻 RE 6 02 August 2018 09 May 2022
AU YEUNG Yuen Ting 歐陽婉婷 RE 6 01 March 2010 02 May 2022
YANG Lili 楊麗麗 RE 6 15 December 2015 30 March 2022
YAM Margaret 任彬 RE 6 01 November 2021 23 March 2022
ZHOU Pei 周沛 RE 6 27 March 2020 09 March 2022
KWOK Chun Yu 郭震宇 RO 6 01 November 2018 14 February 2022
TANG Xiaodan 湯曉丹 RE 6 04 July 2019 11 February 2022
WONG Siu On 黃兆安 RE 6 03 November 2021 29 December 2021
LO Kwong Shun, Wilson 羅廣信 RO 6 22 May 2006 19 December 2021
MAK Ho Leung 麥浩良 RE 6 28 January 2019 13 December 2021
FU Bo 付博 RE 6 31 May 2018 28 November 2021
LEUNG Ho Kiu 梁皓喬 RE 6 02 August 2018 07 November 2021
NG Pak Lin 伍柏廉 RE 6 08 July 2021 21 October 2021
SO Man Kin, Calvin 蘇文堅 RE 6 13 July 2021 20 September 2021
BI Siming 畢思明 RE 6 13 September 2019 19 September 2021
LOU Anping 樓安平 RE 6 31 May 2018 09 September 2021
NGAI Ho Wai, Christopher 魏浩瑋 RE 6 31 July 2015 07 September 2021
SHENG Chen 盛晨 RE 6 30 December 2020 27 August 2021
ZHANG Tingfeng 張廷峰 RE 6 17 February 2017 26 August 2021
LIU Yuqi 劉玉麒 RO 6 17 October 2019 06 August 2021
LIU Yiyi 劉依依 RE 6 09 February 2018 25 June 2021
LI Huili 李慧俐 RE 6 17 February 2017 04 June 2021
WONG Sze Man 黃詩敏 RO 6 08 July 2016 04 June 2021
YAU Deirdre 邱迪怡 RO 6 01 April 2003 31 January 2021
HUI Hin Long 許軒朗 RE 6 15 September 2017 07 January 2021
YU Chenkai 郁晨凱 RE 6 06 December 2019 31 December 2020
YING Zhijie 應之杰 RE 6 12 September 2018 01 December 2020
LI Xue 李雪 RE 6 24 October 2018 23 November 2020
TSANG Kwok Yuk 曾國鈺 RE 6 23 April 2018 31 October 2020
JIANG Xiao 江嘯 RE 6 18 January 2006 02 September 2020
XU Ping 許娉 RE 6 30 September 2005 07 August 2020
CHAN Lai Ngor 陳麗娥 RE 6 05 June 2008 05 August 2020
NG Yat Tin 吳日天 RE 6 28 May 2015 06 June 2020
XIE Zhengkun 謝正琨 RE 6 23 March 2020 26 May 2020
MAN Nok Yan, Gladys 文諾欣 RE 6 23 November 2012 20 February 2020
WU Lap Yee, Letty 胡立怡 RO 6 12 March 2013 07 February 2020
ZHAO Jifei 趙吉飛 RE 6 10 November 2015 19 December 2019
WONG Wai Chung 黃維宗 RE 6 27 May 2015 17 November 2019
CHAN Chi Yeung 陳智陽 RE 6 27 December 2013 29 October 2019
XUE Ke 薛軻 RE 6 26 November 2018 26 October 2019
LIU Yuqi 劉玉麒 RE 6 28 December 2007 17 October 2019
CHOW Wing Suen, Amy 周詠璇 RE 6 23 November 2012 31 July 2019
MAK Suet Man 麥雪雯 RE 6 25 August 2016 05 July 2019
SO Man Kin, Calvin 蘇文堅 RE 6 23 May 2013 10 November 2018
KWOK Chun Yu 郭震宇 RE 6 13 July 2007 01 November 2018
NG Pak Lin 伍柏廉 RO 6 08 July 2016 10 October 2018
YUNG Ho Yin 翁浩賢 RE 6 15 September 2015 29 July 2018
KOID Chee Ling 郭芷凌 RO 6 25 July 2017 09 July 2018
AU Chun Hong Jos 區俊康 RE 6 11 March 2015 01 July 2018
LIN Jing 林璟 RE 6 15 September 2016 29 June 2018
CHAN Gerard Ga-hou 陳嘉晧 RE 6 27 May 2016 12 June 2018
MOK Chun Tung 莫振東 RE 6 04 November 2014 04 June 2018
POON Cheuk Fai 潘卓輝 RE 6 29 October 2014 01 June 2018
CHU Pui Fan 朱佩芬 RO 6 21 April 2016 13 May 2018
LAM Cheuk Fung 林卓鋒 RE 6 15 November 2016 03 May 2018
CHEUNG Leung 張良 RE 6 12 November 2012 30 March 2018
KOID Chee Ling 郭芷凌 RE 6 18 May 2017 25 July 2017
FUNG Man Heng 馮敏衡 RE 6 06 June 2014 26 May 2017
KWONG Ka Leung 鄺嘉樑 RE 6 05 October 2016 29 April 2017
WONG Kwun Ho 黃冠豪 RE 6 16 September 2013 21 April 2017
YIM Chi Hang 嚴志恒 RE 6 26 September 2013 22 January 2017
LUO Yuhui 羅宇琿 RE 6 15 October 2014 01 December 2016
GAO Zhi 高致 RE 6 31 July 2015 14 November 2016
CHEN Sze Hon, Johnson 陳斯漢 RO 6 17 August 2016 22 August 2016
CHEN Sze Hon, Johnson 陳斯漢 RE 6 06 May 2008 17 August 2016
NG Pak Lin 伍柏廉 RE 6 10 June 2013 08 July 2016
WONG Sze Man 黃詩敏 RE 6 30 April 2013 08 July 2016
LEUNG Man Ching 梁文靜 RE 6 11 November 2013 09 May 2016
CHU Pui Fan 朱佩芬 RE 6 01 February 2016 21 April 2016
NG Yee Wai 吳綺惠 RE 6 07 September 2012 01 January 2016
FU Fuxing 傅福行 RE 6 08 May 2015 25 December 2015
CHAN Frank Clifford Shui Ting Chu 陳瑞庭 RE 6 13 May 2015 21 November 2015
TAM Kok Ching 譚覺靖 RE 6 13 November 2013 20 July 2015
MAN Tsz Kong 文梓江 RE 6 24 December 2013 22 June 2015
CHUNG King Cheung 鍾敬祥 RE 6 11 October 2013 28 April 2015
NG Tai Hung 吳大雄 RE 6 18 November 2013 04 June 2014
LONG Weili 龍偉力 RE 6 11 August 2008 01 May 2014
CHAN Laam Chi 陳嵐芝 RE 6 24 January 2014 18 March 2014
CHEUNG Ho Kong 張浩剛 RO 6 01 August 2012 10 April 2013
WU Lap Yee, Letty 胡立怡 RE 6 22 December 2010 12 March 2013
LAU Pui Yu 劉珮瑜 RE 6 24 June 2011 23 August 2012
ZHAO Xiao 趙晓 RE 6 25 August 2003 06 August 2012
TANG Siu Lai, Stanley 鄧兆澧 RE 6 04 October 2010 01 August 2012
CHEUNG Ho Kong 張浩剛 RE 6 04 June 2010 01 August 2012
LEUNG Yuen Kwan 梁婉君 RE 6 01 March 2006 06 September 2011
WONG Sze Man 黃詩敏 RE 6 09 June 2010 08 August 2011
LEUNG Chin Sing, Rabo 梁展勝 RO 6 02 July 2010 01 August 2011
CHOW Hung Yan 周雄恩 RE 6 21 June 2010 28 July 2011
LO Kai Tung 盧啟東 RE 6 07 January 2010 22 July 2011
LAM On Tai 林安泰 RO 6 08 July 2008 05 May 2010
WONG Tung Ching 王冬青 RE 6 01 April 2003 26 February 2010
SHIN Chuck Yin 單婥然 RE 6 21 June 2007 06 February 2009
LAM On Tai 林安泰 RE 6 27 September 2007 08 July 2008
YEUNG Kai Ho, Henry 楊繼灝 RO 6 02 June 2003 29 April 2008
HE Zheng 何正 RE 6 20 June 2007 01 February 2008
TANG Ye 唐燁 RE 6 04 July 2006 31 July 2007
LEUNG Chi On 梁志安 RE 6 01 April 2003 03 May 2007
TONG Wai Tak, William 唐偉德 RE 6 03 July 2006 11 November 2006
YEN Chang Chi, George 嚴昌麒 RE 6 02 June 2005 22 September 2006
LO Kwong Shun, Wilson 羅廣信 RE 6 01 April 2003 22 May 2006
WONG Anthony 黃嘉賢 RE 6 01 April 2003 07 September 2005
HO Chi Ho 何治豪 RO 6 01 April 2003 20 June 2005
TANG Siu Lai, Stanley 鄧兆澧 RE 6 05 July 2004 26 May 2005
TAM Kwok Leung 譚國樑 RE 6 01 April 2003 29 January 2005
XIA Hua 夏華 RE 6 23 September 2003 01 November 2004
LUO Pengwei 羅鵬巍 RE 6 25 August 2003 08 June 2004
YEUNG Kai Ho, Henry 楊繼灝 RE 6 01 April 2003 02 June 2003