SFC Licences of TONG Ying Kei 唐英奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 10 March 2014 | |
Grand China Securities Limited 華業證券有限公司 | RE | 1 | 23 August 2012 | 30 August 2013 |
Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 20 July 2011 | |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 21 November 2003 | 01 May 2011 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 21 November 2003 | 01 May 2011 |