SFC Licences of CHAU King Hong, Claude 巢景康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nerico Brothers Limited | RE | 3 | 14 July 2009 | 30 April 2010 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 05 December 2005 | 30 June 2006 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 01 September 2005 | 21 September 2005 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 30 June 2005 | 22 July 2005 |