SFC Licences of WO Ki 鄔奇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RO	1	12 April 2021
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	4	21 November 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	02 April 2015	21 November 2017
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RO	1	29 July 2014	16 July 2017
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RO	3	29 July 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	1	29 July 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RO	2	29 July 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	04 July 2014	29 July 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	04 July 2014	29 July 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	04 July 2014	29 July 2014
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	1	04 July 2014	29 July 2014
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RO	1	08 August 2011	12 June 2014
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	08 August 2011	12 June 2014
Bright Fund Management Limited 光明投資管理有限公司	RE	9	19 May 2011	12 June 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RO	4	01 September 2010	12 June 2014
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RO	2	28 July 2005	12 June 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RO	1	28 July 2005	12 June 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	28 July 2005	01 September 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	01 April 2003	28 July 2005
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	01 April 2003	28 July 2005
Bright Fund Management Limited 光明投資管理有限公司	RE	1	01 April 2003	28 July 2005
Bright Fund Management Limited 光明投資管理有限公司	RE	4	01 April 2003	28 July 2005
Sun Tai Cheung Credits Limited 新泰昌授信有限公司	RO	8	01 April 2003	21 October 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 April 2003	26 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	6	01 April 2003	26 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	9	01 April 2003	26 November 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	5	01 April 2003	26 November 2003
Bright Fund Management Limited 光明投資管理有限公司	RE	9	01 April 2003	26 November 2003
Bright Fund Management Limited 光明投資管理有限公司	RE	6	01 April 2003	26 November 2003
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	9	01 April 2003	26 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	7	01 April 2003	07 July 2003