SFC Licences of LI Kathy 李嘉怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China CITIC Bank International Limited 中信銀行(國際)有限公司 | 1 | 17 November 2017 | ||
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2010 | 20 June 2012 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 02 November 2010 | 20 June 2012 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 15 January 2004 | 20 November 2010 |
| NNIP Hong Kong Limited | RE | 4 | 01 April 2003 | 03 January 2004 |
| NNIP Hong Kong Limited | RE | 9 | 01 April 2003 | 03 January 2004 |