SFC Licences of DEMPSEY Mark Laurence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 14 December 2005 | 05 September 2016 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 9 | 01 April 2003 | 22 May 2004 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 01 April 2003 | 22 May 2004 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 4 | 01 April 2003 | 22 May 2004 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 01 April 2003 | 22 May 2004 |