SFC Licences of CHAN Tsz Man 陳梓汶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 02 December 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 17 December 2014 02 October 2017
ICBC International Research Limited 工銀國際證券研究有限公司 RO 4 10 July 2009 27 July 2012
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 12 May 2009 14 July 2009
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 RO 4 15 April 2009 30 April 2009
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 RE 4 20 February 2006 15 April 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 4 19 April 2004 12 February 2006
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RE 4 01 April 2003 25 March 2004
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RE 6 01 April 2003 09 January 2004
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 RE 9 01 April 2003 09 January 2004