SFC Licences of CHAN Tsz Man 陳梓汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 02 December 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 17 December 2014 | 02 October 2017 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RO | 4 | 10 July 2009 | 27 July 2012 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 12 May 2009 | 14 July 2009 |
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RO | 4 | 15 April 2009 | 30 April 2009 |
ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 4 | 20 February 2006 | 15 April 2009 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 19 April 2004 | 12 February 2006 |
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 | RE | 4 | 01 April 2003 | 25 March 2004 |
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
Sun Hung Kai Research Limited 新鴻基資料研究有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |