SFC Licences of LEE Hwa Chie 李華傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 RE 4 23 April 2010 14 December 2012
Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 RE 4 15 June 2006 24 October 2007
Merrill Lynch Far East Limited RE 4 22 April 2005 02 March 2006
Merrill Lynch Far East Limited RE 1 22 April 2005 02 March 2006
Merrill Lynch Far East Limited RE 6 18 June 2004 02 March 2006
Merrill Lynch (Asia Pacific) Limited RE 6 18 June 2004 02 March 2006
Merrill Lynch (Asia Pacific) Limited RE 4 18 June 2004 02 March 2006
Merrill Lynch (Asia Pacific) Limited RE 1 18 June 2004 02 March 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 October 2003 25 May 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 25 May 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 25 May 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003