SFC Licences of CHAN Ho Ming 陳可名
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 16 May 2016 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 16 May 2016 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 16 May 2016 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 10 May 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 25 October 2011 | 10 May 2016 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 12 November 2009 | 31 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 March 2006 | 10 May 2016 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 30 March 2006 | 31 August 2013 |