SFC Licences of LIU Kam Yin 廖錦賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 24 January 2017
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 24 January 2017
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 24 January 2017
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 28 November 2016 24 January 2017
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 28 November 2016 24 January 2017
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 28 November 2016 24 January 2017
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 1 14 April 2015 28 October 2016
Kingsway Capital Limited 滙富融資有限公司 RO 1 14 April 2015 28 October 2016
Kingsway Capital Limited 滙富融資有限公司 RO 6 14 April 2008 28 October 2016
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 6 14 April 2008 30 June 2011
Kingsway SBF Investment Management Company Limited RE 9 29 January 2007 20 June 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 18 January 2006 14 April 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 29 September 2003 14 April 2008
Kingsway Capital Limited 滙富融資有限公司 RE 6 29 September 2003 14 April 2008
Central China International Capital Limited 中州國際融資有限公司 RE 6 01 April 2003 25 September 2003
Central China International Capital Limited 中州國際融資有限公司 RE 9 01 April 2003 24 September 2003
Central China International Capital Limited 中州國際融資有限公司 RE 4 01 April 2003 24 September 2003