SFC Licences of LAI Kwok Ho 黎國豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Enlighten Futures Limited 名匯期貨有限公司 RE 2 11 October 2011
Enlighten Securities Limited 名匯證券有限公司 RE 1 11 October 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 3 08 June 2011 21 September 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 2 27 January 2011 21 September 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 27 January 2011 21 September 2011
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 24 September 2010 18 January 2011
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 24 September 2010 18 January 2011
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 03 September 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2003 03 September 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 03 September 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 6 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2003 05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 7 01 April 2003 02 September 2003