SFC Licences of CHAU Chiu Kai 周昭佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 08 March 2024 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 June 2007 | 08 March 2024 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 June 2007 | 02 October 2017 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 26 July 2004 | 01 June 2007 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 18 December 2003 | 01 June 2007 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 4 | 01 April 2003 | 30 July 2003 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 9 | 01 April 2003 | 30 July 2003 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 1 | 01 April 2003 | 30 July 2003 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 7 | 01 April 2003 | 30 July 2003 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 6 | 01 April 2003 | 30 July 2003 |