SFC Licences of CHENG Siu Kong, Conrad 鄭小剛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 21 August 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 6 10 February 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 1 10 February 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 08 January 2015 10 February 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 08 January 2015 10 February 2015
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 1 30 June 2014 24 December 2014
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 1 25 October 2012 30 June 2014
RHB Capital Hong Kong Limited 興業金融融資有限公司 RO 6 25 November 2011 24 December 2014
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 29 June 2011 25 November 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 07 September 2007 09 June 2011
Platinum Securities Company Limited 百德能證券有限公司 RE 1 07 June 2007 21 August 2007
Platinum Securities Company Limited 百德能證券有限公司 RE 6 11 May 2007 21 August 2007
Haitong International Capital Limited 海通國際資本有限公司 RE 6 01 April 2003 30 April 2007
Haitong International Capital Limited 海通國際資本有限公司 RE 4 01 April 2003 08 January 2004