SFC Licences of GORDON Daniel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RO	4	28 September 2011
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RO	1	28 September 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司	RO	4	07 September 2010	24 October 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司	RO	1	07 September 2010	24 October 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司	RE	4	21 June 2010	07 September 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司	RE	1	21 June 2010	07 September 2010
ICAP Equities Asia Limited	RO	4	22 December 2008	30 April 2010
ICAP Equities Asia Limited	RO	1	22 December 2008	30 April 2010
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司	RE	2	04 September 2003	01 September 2008
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	01 April 2003	01 September 2008
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	1	01 April 2003	04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	9	01 April 2003	01 September 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	6	01 April 2003	01 September 2003
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司	RE	4	01 April 2003	01 September 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	4	01 April 2003	01 September 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	6	01 April 2003	01 September 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	9	01 April 2003	01 September 2003