SFC Licences of LEE Tae Gyoon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UCAP Hong Kong Asset Management Limited | RE | 9 | 07 December 2020 | |
| UCAP Hong Kong Asset Management Limited | RE | 4 | 07 December 2020 | |
| UCAP Hong Kong Asset Management Limited | RE | 1 | 07 December 2020 | |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 9 | 01 April 2003 | 16 June 2003 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 1 | 01 April 2003 | 16 June 2003 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 6 | 01 April 2003 | 16 June 2003 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RE | 4 | 01 April 2003 | 16 June 2003 |