SFC Licenceholders of UCAP Hong Kong Asset Management Limited
- sambit.mangaraj@ucap-am.hk
- Website
- www.ucap-am.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BHAUMIK Ananda Prasad | RE | 9 | 16 June 2021 | |
| BHAUMIK Ananda Prasad | RE | 4 | 16 June 2021 | |
| BHAUMIK Ananda Prasad | RE | 1 | 16 June 2021 | |
| BORISSOV Alexei | RO | 9 | 11 April 2012 | 28 October 2014 |
| BORISSOV Alexei | RO | 4 | 11 April 2012 | 28 October 2014 |
| CAPELVENERE Riccardo | RO | 1 | 12 May 2015 | 03 April 2017 |
| CAPELVENERE Riccardo | RO | 9 | 28 October 2014 | 03 April 2017 |
| CAPELVENERE Riccardo | RO | 4 | 28 October 2014 | 03 April 2017 |
| CHAN Ching Fong 陳靜芳 | RE | 1 | 25 July 2017 | 31 August 2020 |
| CHAN Ching Fong 陳靜芳 | RE | 4 | 25 July 2017 | 31 August 2020 |
| CHAN Ching Fong 陳靜芳 | RE | 9 | 25 July 2017 | 31 August 2020 |
| CHAN Sin Han Cecilia Catherine 陳善嫻 | RE | 4 | 24 February 2023 | |
| CHAN Sin Han Cecilia Catherine 陳善嫻 | RE | 1 | 24 February 2023 | |
| CHATTERJEE Jayanta | RE | 9 | 23 December 2021 | 08 September 2023 |
| CHATTERJEE Jayanta | RE | 4 | 23 December 2021 | 08 September 2023 |
| CHATTERJEE Jayanta | RE | 1 | 23 December 2021 | 08 September 2023 |
| CHENG Pui Ki, Hildi 鄭珮琪 | RE | 9 | 23 May 2017 | 11 September 2018 |
| CHENG Pui Ki, Hildi 鄭珮琪 | RE | 4 | 23 May 2017 | 11 September 2018 |
| CHENG Pui Ki, Hildi 鄭珮琪 | RE | 1 | 23 May 2017 | 11 September 2018 |
| FRERIS Andrew Francis | RE | 4 | 28 October 2021 | 20 June 2022 |
| GOURLAY Yoshie | RE | 9 | 19 September 2017 | 14 December 2018 |
| GOURLAY Yoshie | RE | 1 | 19 September 2017 | 14 December 2018 |
| GOURLAY Yoshie | RE | 4 | 19 September 2017 | 14 December 2018 |
| HEYRING Giles Wyndham 喬靖宬 | RE | 9 | 24 January 2014 | 20 October 2014 |
| HEYRING Giles Wyndham 喬靖宬 | RE | 4 | 24 January 2014 | 20 October 2014 |
| HIVAREKAR Abhijeet 吳艾彼傑 | RE | 9 | 24 November 2020 | 10 March 2023 |
| HIVAREKAR Abhijeet 吳艾彼傑 | RE | 4 | 24 November 2020 | 10 March 2023 |
| HIVAREKAR Abhijeet 吳艾彼傑 | RE | 1 | 24 November 2020 | 10 March 2023 |
| HO Wing Cheung 何榮章 | RE | 9 | 27 December 2023 | |
| HO Wing Cheung 何榮章 | RE | 1 | 27 December 2023 | |
| HO Wing Cheung 何榮章 | RE | 4 | 27 December 2023 | |
| HOSONO Genji 細野玄司 | RE | 9 | 12 April 2022 | |
| HOSONO Genji 細野玄司 | RE | 4 | 12 April 2022 | |
| HOSONO Genji 細野玄司 | RE | 1 | 12 April 2022 | |
| HUEN Kit Ying 禤潔瑩 | RE | 9 | 15 November 2016 | 01 August 2017 |
| HUEN Kit Ying 禤潔瑩 | RE | 4 | 15 November 2016 | 01 August 2017 |
| HUEN Kit Ying 禤潔瑩 | RE | 1 | 15 November 2016 | 01 August 2017 |
| IP Wing Shan 葉詠珊 | RE | 9 | 19 October 2018 | 03 May 2021 |
| IP Wing Shan 葉詠珊 | RE | 4 | 19 October 2018 | 03 May 2021 |
| IP Wing Shan 葉詠珊 | RE | 1 | 19 October 2018 | 03 May 2021 |
| KUBOYAMA Masatoshi | RE | 9 | 06 July 2015 | 24 February 2021 |
| KUBOYAMA Masatoshi | RE | 1 | 06 July 2015 | 24 February 2021 |
| KUBOYAMA Masatoshi | RE | 4 | 06 July 2015 | 24 February 2021 |
| KURAHASHI Yumiko | RE | 9 | 23 September 2019 | |
| KURAHASHI Yumiko | RE | 4 | 11 December 2018 | |
| KURAHASHI Yumiko | RE | 1 | 11 December 2018 | |
| KUSAKABE Haruo 日下部治郎 | RE | 9 | 01 September 2017 | 26 July 2021 |
| KUSAKABE Haruo 日下部治郎 | RE | 4 | 01 September 2017 | 26 July 2021 |
| KUSAKABE Haruo 日下部治郎 | RE | 1 | 01 September 2017 | 26 July 2021 |
| LAM Ah Wai, Ammy 林雅慧 | RE | 1 | 04 November 2016 | 15 December 2021 |
| LAM Ah Wai, Ammy 林雅慧 | RE | 4 | 04 November 2016 | 15 December 2021 |
| LAM Ah Wai, Ammy 林雅慧 | RE | 9 | 04 November 2016 | 15 December 2021 |
| LEE Tae Gyoon | RE | 9 | 07 December 2020 | |
| LEE Tae Gyoon | RE | 4 | 07 December 2020 | |
| LEE Tae Gyoon | RE | 1 | 07 December 2020 | |
| LIN Jiaxin 林佳欣 | RE | 9 | 09 June 2023 | |
| LIN Jiaxin 林佳欣 | RE | 4 | 09 June 2023 | |
| LIN Jiaxin 林佳欣 | RE | 1 | 09 June 2023 | |
| LIU YEH Li-chen, Holly 葉麗貞 | RE | 9 | 08 April 2019 | 31 March 2021 |
| LIU YEH Li-chen, Holly 葉麗貞 | RE | 4 | 08 April 2019 | 31 March 2021 |
| LIU YEH Li-chen, Holly 葉麗貞 | RE | 1 | 08 April 2019 | 31 March 2021 |
| LO Chiu-jung 羅秋容 | RE | 9 | 17 November 2016 | 01 June 2017 |
| LO Chiu-jung 羅秋容 | RE | 4 | 17 November 2016 | 01 June 2017 |
| LO Chiu-jung 羅秋容 | RE | 1 | 17 November 2016 | 01 June 2017 |
| MA Wing Yan 馬詠恩 | RE | 1 | 14 October 2015 | |
| MA Wing Yan 馬詠恩 | RE | 4 | 22 April 2013 | |
| MA Wing Yan 馬詠恩 | RE | 9 | 22 April 2013 | |
| MANGARAJ Sambit | RO | 1 | 12 May 2015 | |
| MANGARAJ Sambit | RO | 9 | 07 December 2015 | |
| MANGARAJ Sambit | RO | 4 | 07 December 2015 | |
| MANGARAJ Sambit | RE | 9 | 10 June 2013 | 07 December 2015 |
| MANGARAJ Sambit | RE | 4 | 10 June 2013 | 07 December 2015 |
| MIZOGUCHI Wataru 溝口涉 | RE | 1 | 10 November 2015 | 06 January 2016 |
| MIZOGUCHI Wataru 溝口涉 | RE | 4 | 10 November 2015 | 06 January 2016 |
| MIZOGUCHI Wataru 溝口涉 | RE | 9 | 10 November 2015 | 06 January 2016 |
| MULCHANDANI Narayan Phatu | RO | 9 | 25 March 2021 | |
| MULCHANDANI Narayan Phatu | RO | 4 | 25 March 2021 | |
| MULCHANDANI Narayan Phatu | RO | 1 | 25 March 2021 | |
| MULCHANDANI Narayan Phatu | RE | 9 | 01 March 2016 | 25 March 2021 |
| MULCHANDANI Narayan Phatu | RE | 4 | 01 March 2016 | 25 March 2021 |
| MULCHANDANI Narayan Phatu | RE | 1 | 01 March 2016 | 25 March 2021 |
| NGAN Hei Chiu 顏希超 | RE | 9 | 25 June 2021 | 06 October 2023 |
| NGAN Hei Chiu 顏希超 | RE | 4 | 25 June 2021 | 06 October 2023 |
| NGAN Hei Chiu 顏希超 | RE | 1 | 25 June 2021 | 06 October 2023 |
| PYRKE Roger Simon | RO | 1 | 12 May 2015 | |
| PYRKE Roger Simon | RO | 9 | 11 April 2012 | |
| PYRKE Roger Simon | RO | 4 | 11 April 2012 | |
| SINGH DEO Rajvikram | RE | 9 | 15 June 2015 | 02 July 2015 |
| SINGH DEO Rajvikram | RE | 4 | 15 June 2015 | 02 July 2015 |
| SINGH DEO Rajvikram | RE | 1 | 15 June 2015 | 02 July 2015 |
| SOOD Richa | RE | 1 | 17 April 2018 | 30 June 2021 |
| SOOD Richa | RE | 4 | 17 April 2018 | 30 June 2021 |
| SOOD Richa | RE | 9 | 17 April 2018 | 30 June 2021 |
| TAM Wai Keung 譚偉強 | RE | 9 | 18 January 2024 | |
| TAM Wai Keung 譚偉強 | RE | 4 | 18 January 2024 | |
| TAM Wai Keung 譚偉強 | RE | 1 | 18 January 2024 | |
| TO Man Man Judy 杜文雯 | RE | 1 | 14 June 2016 | 01 June 2017 |
| TO Man Man Judy 杜文雯 | RE | 9 | 14 June 2016 | 01 June 2017 |
| TO Man Man Judy 杜文雯 | RE | 4 | 14 June 2016 | 01 June 2017 |
| TSANG Pui Man 曾佩敏 | RE | 4 | 01 April 2016 | 03 June 2016 |
| TSANG Pui Man 曾佩敏 | RE | 9 | 01 April 2016 | 03 June 2016 |
| TSANG Pui Man 曾佩敏 | RE | 1 | 01 April 2016 | 03 June 2016 |
| TSANG Shuk Yi 曾淑儀 | RE | 9 | 01 June 2021 | |
| TSANG Shuk Yi 曾淑儀 | RE | 4 | 01 June 2021 | |
| TSANG Shuk Yi 曾淑儀 | RE | 1 | 01 June 2021 | |
| WANG Shih Tse 汪世澤 | RE | 1 | 19 April 2016 | 01 June 2017 |
| WANG Shih Tse 汪世澤 | RE | 4 | 19 April 2016 | 01 June 2017 |
| WANG Shih Tse 汪世澤 | RE | 9 | 19 April 2016 | 01 June 2017 |
| YEUNG Sin Ting 楊倩婷 | RE | 1 | 14 August 2017 | 31 March 2021 |
| YEUNG Sin Ting 楊倩婷 | RE | 4 | 14 August 2017 | 31 March 2021 |
| YEUNG Sin Ting 楊倩婷 | RE | 9 | 14 August 2017 | 31 March 2021 |
| YEUNG Wing Yan, Idy 楊詠欣 | RE | 4 | 31 July 2015 | 01 June 2017 |
| YEUNG Wing Yan, Idy 楊詠欣 | RE | 1 | 31 July 2015 | 01 June 2017 |
| YEUNG Wing Yan, Idy 楊詠欣 | RE | 9 | 31 July 2015 | 01 June 2017 |
| YOSHIKAWA Masahiro 吉川昌廣 | RE | 1 | 08 August 2016 | |
| YOSHIKAWA Masahiro 吉川昌廣 | RE | 4 | 08 August 2016 | |
| YOSHIKAWA Masahiro 吉川昌廣 | RE | 9 | 08 August 2016 |