SFC Licences of ORR Joseph Wai Shing 柯偉聲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
TC Capital Management Limited 天財資產管理有限公司	RO	4	10 February 2021	24 September 2023
TC Capital Management Limited 天財資產管理有限公司	RO	9	24 April 2019	24 September 2023
TC Capital Management Limited 天財資產管理有限公司	RE	9	16 April 2019	24 April 2019
Grand Partners Investment Consultants Limited 利盟投資顧問有限公司	RO	4	18 August 2016	18 August 2017
Grand Partners Asset Management Limited 利盟資產管理有限公司	RO	9	20 July 2015	18 August 2017
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司	RO	9	18 December 2013	15 August 2014
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司	RO	4	18 December 2013	15 August 2014
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司	RE	9	19 November 2012	18 December 2013
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司	RE	4	19 November 2012	18 December 2013
FT Securities Limited 富通證券有限公司	RE	9	05 September 2011	27 June 2012
FT Securities Limited 富通證券有限公司	RE	5	05 September 2011	27 June 2012
FT Securities Limited 富通證券有限公司	RE	4	05 September 2011	27 June 2012
FT Securities Limited 富通證券有限公司	RE	2	05 September 2011	27 June 2012
FT Securities Limited 富通證券有限公司	RE	1	05 September 2011	27 June 2012
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司	RE	9	24 February 2010	15 August 2011
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司	RE	4	24 February 2010	15 August 2011
Kingdom Investment Managers Limited 國權投資管理有限公司	RE	9	24 September 2009	07 October 2009
SDHG International Asset Management Limited 山高國際資產管理有限公司	RE	9	24 September 2009	07 October 2009
SDHG International Asset Management Limited 山高國際資產管理有限公司	RE	6	24 September 2009	07 October 2009