SFC Licences of SMALLER Daniel Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 24 August 2005 | 29 April 2006 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 24 August 2005 | 29 April 2006 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 10 June 2005 | 08 August 2005 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 10 June 2005 | 08 August 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 09 June 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 09 June 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |