SFC Licences of TAN Chia Tien 譚家典

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Open Asset Management Limited 開盤資産管理有限公司 RO 9 08 March 2011 28 March 2012
Open Asset Management Limited 開盤資産管理有限公司 RO 4 28 August 2009 28 March 2012
Open Securities Limited 開盤證券有限公司 RO 4 28 August 2009 21 March 2012
Open Securities Limited 開盤證券有限公司 RO 1 28 August 2009 21 March 2012
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 RE 6 11 September 2006 01 March 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 23 May 2005 01 March 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RE 6 03 August 2004 01 March 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 03 August 2004 01 March 2009
KGI Wealth Management Limited 凱基財富管理有限公司 RE 9 03 August 2004 17 February 2005
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 03 August 2004 17 February 2005
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 6 01 April 2003 02 August 2004
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 4 01 April 2003 02 August 2004
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 1 01 April 2003 02 August 2004
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 9 01 April 2003 02 August 2004